L•••• S•• Y••••

Advisor at A••• A••••••• P•••••••

NEW YORK, NY | Dallas, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:2b7898f9-2185-f658-c991-324d1261c1cf

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:59 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Apr 28, 2005 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••• A••••••• P•••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Apr 27, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A••• A••••••• P•••••••	Bd affiliated wealth	Aug 6, 2025	n/a	yes	Dallas, TX\|NEW YORK, NY	Current employment
S••••• W••••• S•••••••••	Former SEC adviser	Sep 24, 2018	Dec 26, 2025	no	Dallas, TX	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S••••• W••••• S•••••••••	A••• A••••••• P•••••••	Dec 26, 2025	Aug 6, 2025	-142	Firm change after gap	RIA to RIA
L•• F•••••••• L••	S••••• W••••• S•••••••••	Oct 3, 2018	Sep 24, 2018

Relationships

Registered with (3)

→ A••• A••••••• P•••••••Registered adviserregistration: current employment
Aug 6, 2025 to presentfactForm ADV
→ S••••• W••••• S•••••••••Registered adviserregistration: previous registration
Sep 24, 2018 to Dec 26, 2025factForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Apr 28, 2005 to Oct 3, 2018factForm ADV

Dated events

Occurred
Dec 26, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:2b7898f9-2185-f658-c991-324d1261c1cf
First observed: Apr 28, 2005
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.