DFX Intelligence

G•••••• R••••• B•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)33 years in industry

G•••••• R••••• B•••••

Advisor at I••••••••• F•••••••• G••••• L••

Saint Louis, MO

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Search this name across graphsid dfx:ria:2b829206-9166-d50e-f065-361cb8a0b382

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:49 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Nov 24, 1999 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: I••••••••• F•••••••• G••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Sep 24, 1992earliest registration or exam on IAPD
Years in industry: 33derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
I••••••••• F•••••••• G••••• L••	Bd affiliated wealth	Apr 3, 2026	n/a	yes	Saint Louis, MO	Current employment
O•••• W•••••• I•••	Bd affiliated wealth	Oct 6, 2009	Apr 6, 2026	no	ST. LOUIS, MO\|ST LOUIS, MO

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
O•••• W•••••• I•••	I••••••••• F•••••••• G••••• L••	Apr 6, 2026	Apr 3, 2026	-3	Firm change	Ibd to ibd
P•••••• F•••••••• P•••••••• L••	O•••• W•••••• I•••	Oct 27, 2016	Oct 6, 2009

Team moves

••• Locked

Team	Left	Joined	From	Kind
23131:7717:MO:2026-04-06	Apr 6, 2026	Apr 3, 2026	ST LOUIS, MO	Firm change

Relationships

Registered with (5)

→ I••••••••• F•••••••• G••••• L••Registered adviserregistration: current employment
Apr 3, 2026 to presentfactForm ADV
→ O•••• W•••••• I•••Registered adviserregistration: previous registration
Oct 6, 2009 to Apr 6, 2026factForm ADV
→ P•••••• F•••••••• P•••••••• L••Registered adviserregistration: previous registration
Aug 16, 2006 to Oct 27, 2016factForm ADV
→ L•• F•••••••• L••Registered adviser

Dated events

Occurred
Apr 6, 2026
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:2b829206-9166-d50e-f065-361cb8a0b382
First observed: Nov 24, 1999
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.