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RIA / WealthAdvisorChartered Financial Consultant31 years in industry

PETER JAMES GALLAGHER

Advisor at UNIFIED RETIREMENT PLANNING GROUP

BRIARCLIFF MANOR, NY

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Search this name across graphsid dfx:ria:2b885688-15df-ec85-cc92-d2d2e86e362d

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 7:18 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Nov 9, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: UNIFIED RETIREMENT PLANNING GROUP
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 5, 1995earliest registration or exam on IAPD
Years in industry: 31derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Designations: Chartered Financial Consultant
Exams: S63|S65
First exam: May 5, 1995
First registration: Nov 9, 2004
Dual registered: no
IAPD individual key: 2500394

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
UNIFIED RETIREMENT PLANNING GROUP	Independent wealth	Jun 1, 2026	n/a	yes	BRIARCLIFF MANOR, NY	Current employment
COMMONWEALTH FINANCIAL NETWORK	National bd RIA	Dec 1, 2020	Jun 1, 2026	no	Briarcliff Manor, NY\|WALTHAM, MA\|Briarcliff Manor, NY	Previous registration
CITIGROUP GLOBAL MARKETS INC.	Bd affiliated wealth	May 29, 2007	Sep 13, 2016	no	BEDFORD VILLAGE, NY\|New City, NY\|Long Island City, NY\|Westlake Village, CA\|Boca Raton, FL\|STAMFORD, CT\|NEW YORK, NY\|Westlake Village, CA\|Ossining, NY\|Gloucester, VA\|Somers, NY	Previous registration
CITICORP INVESTMENT SERVICES	n/a	Nov 9, 2004	May 29, 2007	no	OSSINING, NY\|OSSINING, NY	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
COMMONWEALTH FINANCIAL NETWORK	UNIFIED RETIREMENT PLANNING GROUP	Jun 1, 2026	Jun 1, 2026	0	Firm change	Ibd to new firm
CITIGROUP GLOBAL MARKETS INC.	COMMONWEALTH FINANCIAL NETWORK	Sep 13, 2016	Dec 1, 2020	1,540	Firm change after gap	Other
CITICORP INVESTMENT SERVICES	CITIGROUP GLOBAL MARKETS INC.	May 29, 2007	May 29, 2007	0	Bulk transfer	Other

Relationships

Registered with (4)

→ UNIFIED RETIREMENT PLANNING GROUPRegistered adviserregistration: current employment
Jun 1, 2026 to presentfactForm ADV
→ COMMONWEALTH FINANCIAL NETWORKRegistered adviserregistration: previous registration
Dec 1, 2020 to Jun 1, 2026factForm ADV
→ CITIGROUP GLOBAL MARKETS INC.Registered adviserregistration: previous registration
May 29, 2007 to Sep 13, 2016factForm ADV
→ CITICORP INVESTMENT SERVICESRegistered adviserregistration: previous registration
Nov 9, 2004 to May 29, 2007factForm ADV

Dated events

Occurred
Jun 1, 2026
Advisor changed firm
Peter James Gallagher left Commonwealth Financial Network for Unified Retirement Planning Group (registered 2026-06-01)
Form ADVobserved 6 days ago