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RIA / WealthAdvisordual registered (broker-dealer)19 years in industry

MANUEL CORTEZ GONZALEZ

Advisor at OSAIC WEALTH, INC.

Broadview Heights, OH | BROADVIEW HEIGHTS, OH

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:2b9158bf-f368-65e9-2b28-e785ca27d97a

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 8:55 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Apr 5, 2016 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: OSAIC WEALTH, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 1, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 2
Current registrations: 2
Registered states: 1
Exams: S63
First exam: Feb 1, 2007
First registration: Apr 5, 2016
Dual registered: yes, broker-dealer
Other names: MANUE CORTEZ GONZALEZ|MANUEL CORTEZ GONZALEZ
IAPD individual key: 5274759

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
SIGNATURE EQUITY PARTNERS, LLC	Independent wealth	Sep 4, 2023	n/a	yes	Broadview Heights, OH	Current employment
OSAIC WEALTH, INC.	Bd affiliated wealth	Nov 2, 2018	n/a	yes	BROADVIEW HEIGHTS, OH	Current employment
SIGNATOR INVESTORS, INC.	Former SEC adviser	Jun 17, 2018	Nov 2, 2018	no	BROADVIEW HEIGHTS, OH\|COLUMBUS, OH	Previous registration
PRUCO SECURITIES, LLC	No RAUM reported	Apr 5, 2016	May 11, 2018	no	MAYFIELD HEIGHTS, OH\|SAGINAW, MI\|TROY, MI\|BRIDGEPORT, MI\|BRIDGEPORT, MI\|TROY, MI\|SAGINAW, MI	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
SIGNATOR INVESTORS, INC.	OSAIC WEALTH, INC.	Nov 2, 2018	Nov 2, 2018	0	Bulk transfer	Ibd to ibd
PRUCO SECURITIES, LLC	SIGNATOR INVESTORS, INC.	May 11, 2018	Jun 17, 2018	37	Firm change	Ibd to ibd

Relationships

Registered with (4)

→ SIGNATURE EQUITY PARTNERS, LLCRegistered adviserregistration: current employment
Sep 4, 2023 to presentfactForm ADV
→ OSAIC WEALTH, INC.Registered adviserregistration: current employment
Nov 2, 2018 to presentfactForm ADV
→ SIGNATOR INVESTORS, INC.Registered adviserregistration: previous registration
Jun 17, 2018 to Nov 2, 2018factForm ADV
→ PRUCO SECURITIES, LLCRegistered adviserregistration: previous registration
Apr 5, 2016 to May 11, 2018factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:2b9158bf-f368-65e9-2b28-e785ca27d97a
First observed: Apr 5, 2016
Last observed: Sep 15, 2026 4 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

MANUEL CORTEZ GONZALEZ

Advisor at OSAIC WEALTH, INC.

Broadview Heights, OH | BROADVIEW HEIGHTS, OH

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:2b9158bf-f368-65e9-2b28-e785ca27d97a

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 8:55 AM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

SIGNATURE EQUITY PARTNERS, LLC

Independent wealth

Sep 4, 2023

n/a

yes

Broadview Heights, OH

Current employment

OSAIC WEALTH, INC.

Bd affiliated wealth

Nov 2, 2018

n/a

yes

BROADVIEW HEIGHTS, OH

Current employment

SIGNATOR INVESTORS, INC.

Former SEC adviser

Jun 17, 2018

Nov 2, 2018

BROADVIEW HEIGHTS, OH|COLUMBUS, OH

Previous registration

PRUCO SECURITIES, LLC

No RAUM reported

Apr 5, 2016

May 11, 2018

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

SIGNATOR INVESTORS, INC.

OSAIC WEALTH, INC.

Nov 2, 2018

Bulk transfer

Ibd to ibd

PRUCO SECURITIES, LLC

SIGNATOR INVESTORS, INC.

May 11, 2018

Jun 17, 2018

Firm change

Ibd to ibd