DFX Intelligence

C••• M•••• G••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)10 years in industry

C••• M•••• G••••••

Advisor at SPC

ANN ARBOR, MI | Prudenville, MI

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Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 24, 2026, 3:23 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 2
On other graphs: 0
Observed: Aug 6, 2019 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: SPC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jan 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S••	Bd affiliated wealth	Jan 14, 2026	n/a	yes	ANN ARBOR, MI\|Prudenville, MI	Current employment
H••••••••• F•••••••• A•••••••	Bd affiliated wealth	Feb 15, 2023	Apr 16, 2024	no	Roscommon, MI\|Houghton Lake, MI

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
H••••••••• F•••••••• A•••••••	S••	Apr 16, 2024	Jan 14, 2026	638	Firm change after gap	Ibd to ibd
E••••• J••••	H••••••••• F•••••••• A•••••••	Feb 16, 2023	Feb 15, 2023

Relationships

Registered with (3)

→ S••Registered adviserregistration: current employment
Jan 14, 2026 to presentfactForm ADV
→ H••••••••• F•••••••• A•••••••Registered adviserregistration: previous registration
Feb 15, 2023 to Apr 16, 2024factForm ADV
→ E••••• J••••Registered adviserregistration: previous registration
Aug 6, 2019 to Feb 16, 2023factForm ADV

Dated events

Order

Occurred
16 Apr 2024
Advisor changed firm
••• Locked
Form ADV
Occurred
16 Feb 2023
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Aug 6, 2019
Last observed: Sep 15, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.