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THE HUNTINGTON INVESTMENT COMPANY, CRD 16986
COLUMBUS, OH
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| VENETIA MARCENE ABULABAN | n/a | COLUMBUS, OH | Morgantown, WV | 24 | 40 | n/a | yes |
| Edward E Balaj | n/a | Akron, OH | STREETSBORO, OH | Streetsboro, OH | 24 | 31 | n/a | yes |
| JOSEPH DONALD LEONETTI | n/a | COLUMBUS, OH | Columbus, OH | Westerville, OH | 22 | 28 | n/a | yes |
| DAVID PHILIP BRINDLEY | n/a | Hudson, OH | WADSWORTH, OH | Wadsworth, OH | 22 | 25 | 1 | yes |
| BELINDA JANE SHERMAN | Certified Financial Planner | CINCINNATI, OH | Cincinnati, OH | COLUMBUS, OH | 21 | 24 | 1 | yes |
| STEVEN LAWRENCE EDWARDS | n/a | Maumee, OH | TOLEDO, OH | Toledo, OH | 20 | 27 | 2 | yes |
| BLAISE MEREDITH ROBESON | Certified Financial Planner | CHARLESTON, WV | Charleston, WV | Sissonville, WV | 20 | 28 | n/a | yes |
| DAVID JOHN MEROLA | n/a | Powell, OH | WORTHINGTON, OH | Worthington, OH | 20 | 36 | n/a | yes |
| MICHAEL JOHN MOESSNER | n/a | Dublin, OH | LIMA, OH | Lima, OH | 20 | 23 | n/a | yes |
| JENNIFER G. DRAPP | n/a | Cincinnati, OH | FT. MITCHELL, KY | Fort Mitchell, KY | 20 | 32 | n/a | yes |
| MARK ANTHONY MOLK | n/a | DOVER, OH | Dover, OH | 20 | 22 | 1 | yes |
| CHRISTOPHER ANDREW BROWN | n/a | Aurora, OH | Beachwood, OH | Columbus, OH | 19 | 28 | 1 | yes |
| EGIDIO VINCENT DIFAZIO | n/a | COLUMBUS, OH | DOVER, OH | 18 | 26 | 1 | yes |
| SANDRA MICHELLE MILLS | n/a | Batavia, OH | CINCINNATI, OH | Cincinnati, OH | 18 | 22 | n/a | yes |
| Kyle F Lybarger | n/a | Lakewood, OH | ROCKY RIVER, OH | Rocky River, OH | 18 | 19 | 2 | yes |
| Job A Ward | n/a | Fishers, IN | Indianapolis, IN | 18 | 26 | n/a | yes |
| LAURA CATHERINE HOWE | Certified Financial Planner | Morgantown, WV | 18 | 20 | n/a | yes |
| JODI LIN CROUCH | n/a | CINCINNATI, OH | Columbus, OH | Independence, KY | 18 | 30 | n/a | yes |
| ERIC DONALD STOCKLEY | n/a | RAVENNA, OH | Ravenna, OH | Stow, OH | 17 | 17 | n/a | yes |
| Steven C Gress | n/a | Dublin, OH | DUBLIN, OH | 17 | 18 | 1 | yes |
| Andrew C Simons | n/a | DUBLIN, OH | Dublin, OH | 17 | 22 | n/a | yes |
| BRIAN KEITH STEELE | Certified Financial Planner | PICKERINGTON, OH | Pickerington, OH | 17 | 28 | 2 | yes |
| JON ERIN SHORT | Certified Financial Planner | Indianapolis, IN | Plainfield, IN | 17 | 25 | 1 | yes |
| Steven L Worsham | n/a | Dover, OH | DOVER, OH | 17 | 22 | 2 | yes |
| HOWARD JAMES O'MALLEY | n/a | Columbus, OH | COLUMBUS, OH | 17 | 24 | 4 | yes |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| DUNCAN, ERICA | BOARD MEMBER | Na | yes | 12/2024 | Aug 21, 2026 | Aug 21, 2026 |
| FORESTA, CYNTHIA JEAN | CHIEF COMPLIANCE OFFICER | Na | yes | 01/2024 | Aug 21, 2026 | Aug 21, 2026 |
| HOLDING, MELISSA | DIRECTOR OF WEALTH MANAGEMENT | Na | yes | 05/2024 | Aug 21, 2026 | Aug 21, 2026 |
| LOUGH, SHAWN PATRICK | BOARD MEMBER | Na | yes | 01/2023 | Aug 21, 2026 | Aug 21, 2026 |
| MIROBALLI, MICHAEL | BOARD MEMBER | Na | yes | 01/2023 | Aug 21, 2026 | Aug 21, 2026 |
| HUNTINGTON BANCSHARES INCORPORATED | PARENT COMPANY | E | yes | 07/2006 | Mar 30, 2012 | Nov 18, 2024 |
| HUTCHESON, DAVID JAMES | BOARD MEMBER | Na | yes | 01/2023 | Jan 18, 2023 | Nov 18, 2024 |
| REBER, AARON | BOARD MEMBER | Na | yes | 07/2024 | Nov 18, 2024 | Nov 18, 2024 |
| BALLARD, MONICA VICKMAN | Secretary | Na | no | 10/2023 | Aug 21, 2026 | Aug 21, 2026 |
| BRUNNER, MICHAEL EVANS | Rosfp | Na | no | 07/2024 | Aug 21, 2026 | Aug 21, 2026 |
| ERDELYI, MICHAEL DAVID | PRINCIPAL OPERATIONS OFFICER | Na | no | 05/2024 | Aug 21, 2026 | Aug 21, 2026 |
| FERGUSON, EMILY ELIZABETH | CHIEF TECHNOLOGY OFFICER | Na | no | 03/2024 | Aug 21, 2026 | Aug 21, 2026 |
| HAMILTON, MELANIE KATE-MCFARLAND | PRINCIPAL FINANCIAL OFFICER | Na | no | 01/2018 | Aug 21, 2026 | Aug 21, 2026 |
| RICHARDSON, STEPHEN MONROE | CHIEF FINANCIAL OFFICER | Na | no | 07/2019 | Aug 21, 2026 | Aug 21, 2026 |
| SMITH, GREG JAMES | AML OFFICER | Na | no | 04/2026 | Aug 21, 2026 | Aug 21, 2026 |
| BOARDMAN, JEFFREY MICHAEL | CONFLICT OFFICER | Na | no | 09/2023 | Oct 13, 2023 | Nov 18, 2024 |
| POLIVKA, ALEX C | AML OFFICER | Na | no | 09/2023 | Oct 13, 2023 | Nov 18, 2024 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| HUNTINGTON NATIONAL BANK | n/a | n/a | n/a | N | yes | n/a |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| Akron | Oh | United States | 19 | yes |
| Columbus | Oh | United States | 7 | yes |
| Worthington | Oh | United States | 6 | yes |
| FT. MITCHELL | Ky | United States | 4 | yes |
| AUBURN HILLS | Mi | United States | 4 | yes |
| BYRON CENTER | Mi | United States | 4 | yes |
| Dublin | Oh | United States | 4 | yes |
| Mentor | Oh | United States | 4 | yes |
| Columbus | Oh | United States | 3 | yes |
| NEW MIDDLETOWN | Oh | United States | 3 | yes |
| Salem | Oh | United States | 3 | yes |
| Twinsburg | Oh | United States | 3 | yes |
| Warren | Oh | United States | 3 | yes |
| Youngstown | Oh | United States | 3 | yes |
| Youngstown | Oh | United States | 3 | yes |
| Hermitage | Pa | United States | 3 | yes |
| NEW CASTLE | Pa | United States | 3 | yes |
| Huntington | Wv | United States | 3 | yes |
| Morgantown | Wv | United States | 3 | yes |
| TRAVERSE CITY | Mi | United States | 2 | yes |
| CUYAHOGA FALLS | Oh | United States | 2 | yes |
| Dover | Oh | United States | 2 | yes |
| Toledo | Oh | United States | 2 | yes |
| Beaver | Pa | United States | 2 | yes |
| BETHEL PARK | Pa | United States | 2 | yes |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Mar 31, 2026 | $7.9B | $7.9B | 520 | 415 | 787 | n/a | n/a |
| 2024 | Mar 31, 2025 | $6.3B | $6.3B | 501 | 398 | 787 | n/a | n/a |
| 2023 | Mar 5, 2024 | $5.2B | $5.2B | 483 | 408 | 766 | n/a | n/a |
| 2022 | Mar 29, 2023 | $4.3B | $4.3B | 432 | 366 | 766 | n/a | n/a |
| 2021 | Mar 18, 2022 | $4.8B | $4.8B | 396 | 379 | 766 | n/a | n/a |
| 2020 | Mar 31, 2021 | $3.6B | $3.6B | 369 | 341 | 633 | n/a | n/a |
| 2019 | Mar 30, 2020 | $2.7B | $2.7B | 373 | 329 | 925 | n/a | n/a |
| 2018 | Mar 31, 2019 | $1.9B | $1.9B | 383 | 333 | 925 | n/a | n/a |
| 2017 | Mar 30, 2018 | $1.5B | $1.5B | 334 | 217 | 967 | n/a | n/a |
| 2016 | Apr 3, 2017 | $888M | $888M | 372 | 227 | n/a | n/a | n/a |
| 2015 | Mar 25, 2016 | $734M | $734M | 374 | 214 | n/a | n/a | n/a |
| 2014 | Mar 30, 2015 | $629M | $628M | 388 | 208 | n/a | n/a | n/a |
| 2013 | Mar 31, 2014 | $624M | $261M | 250 | 200 | n/a | n/a | n/a |
| 2012 | Mar 26, 2013 | $602M | $0 | 250 | 200 | n/a | n/a | n/a |
| 2011 | Mar 30, 2012 | $505M | $0 | n/a | n/a | n/a | n/a | n/a |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 26 | 26 | 0 | 6.1% | 7 | 10 | 0 | 85 | 90 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $7.9B | $6.3B | 24.4% | $4.3B | 22.4% | 520 | 501 | 787 | 787 |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| KEY INVESTMENT SERVICES LLC | 2 | Apr 13, 2026 | Apr 13, 2026 | CINCINNATI, OH | Team lift out | Ibd to ibd | 0.5% |
| LPL FINANCIAL LLC | 2 | Jun 18, 2025 | Jun 18, 2025 | MENTOR, OH | Team lift out | Ibd to ibd | 0.5% |
| Onedigital | 3 | Jul 6, 2023 | Aug 17, 2023 | COLUMBUS, OH | Team lift out | Other | 0.8% |
| FIFTH THIRD SECURITIES, INC. | 2 | May 17, 2023 | Apr 5, 2024 | DUBLIN, OH | Team lift out | Ibd to ibd | 0.5% |
| J.P. MORGAN SECURITIES LLC | 2 | Jan 4, 2023 | Mar 6, 2023 | COLUMBUS, OH | Team lift out | Ibd to wirehouse | 0.6% |
| FIDELITY PERSONAL AND WORKPLACE ADVISORS | 3 | Sep 27, 2021 | Jan 12, 2022 | LAGRANGE, OH | Team lift out | Ibd to ibd | 1.0% |
| J.P. MORGAN SECURITIES LLC | 2 | Jul 28, 2021 | Oct 8, 2021 | COLUMBUS, OH | Team lift out | Ibd to wirehouse | 0.7% |
| MORGAN STANLEY | 2 | Jan 19, 2021 | Jan 22, 2021 | CINCINNATI, OH | Team lift out | Ibd to wirehouse | 0.7% |
| J.P. MORGAN SECURITIES LLC | 2 | Oct 4, 2018 | Oct 17, 2018 | NEW MIDDLETOWN, OH | Team lift out | Ibd to wirehouse | 0.7% |
| LPL FINANCIAL LLC | 3 | Feb 2, 2018 | May 7, 2020 | BOWLING GREEN, OH | Team lift out | Other | 1.2% |
| CITIZENS SECURITIES, INC. | 2 | Apr 26, 2017 | May 18, 2017 | LAGRANGE, OH | Team lift out | Other | 0.9% |
| LPL FINANCIAL LLC | 2 | May 13, 2016 | May 17, 2016 | CLINTON TWP, MI | Team lift out | Other | 1.2% |
| STRATOS WEALTH PARTNERS, LTD | 2 | Jan 5, 2016 | Dec 11, 2015 | CANFIELD, OH | Team lift out | Other | 1.2% |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| KEY INVESTMENT SERVICES LLC | 2 | Apr 28, 2023 | May 10, 2023 | BROOKLYN, OH | Team lift out | Ibd to ibd | 0.5% |
| CETERA INVESTMENT ADVISERS LLC | 19 | Oct 13, 2021 | Oct 18, 2021 | KENTWOOD, MI | Team lift out | Ibd to ibd | 0.7% |
| CETERA INVESTMENT ADVISERS LLC | 2 | Oct 13, 2021 | Oct 15, 2021 | RAVENNA, OH | Team lift out | Ibd to ibd | 0.1% |
| TD AMERITRADE, INC. | 2 | Jan 11, 2021 | May 28, 2021 | ORANGE VILLAGE, OH | Team lift out | Other | 0.1% |
| CITIZENS SECURITIES, INC. | 2 | Nov 3, 2020 | Dec 14, 2020 | FAIRLAWN, OH | Team lift out | Ibd to ibd | 0.4% |
| PNC WEALTH MANAGEMENT | 2 | Nov 23, 2018 | Feb 13, 2019 | CLEVELAND, OH | Team lift out | Ibd to ibd | 0.3% |
| PNC WEALTH MANAGEMENT | 4 | Oct 30, 2018 | Jun 13, 2022 | CLEVELAND, OH | Team lift out | Ibd to ibd | 0.5% |
| BMO HARRIS FINANCIAL ADVISORS, INC | 2 | Apr 9, 2018 | Mar 16, 2020 | NAPERVILLE, IL | Team lift out | Ibd to ibd | 1.2% |
| SCOTTRADE INVESTMENT MANAGEMENT | 3 | Mar 7, 2018 | Jun 4, 2018 | SAINT LOUIS, MO | Team lift out | Other | 0.9% |
| PNC WEALTH MANAGEMENT | 2 | Jun 2, 2017 | Jul 7, 2017 | CLEVELAND, OH | Team lift out | Other | 0.2% |
| PNC WEALTH MANAGEMENT | 2 | Apr 28, 2017 | Sep 13, 2017 | AKRON, OH | Team lift out | Other | 0.2% |
| J.P. MORGAN SECURITIES LLC | 3 | Feb 16, 2017 | May 18, 2017 | COLUMBUS, OH | Team lift out | Other | 0.1% |