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RIA / WealthAdvisordual registered (broker-dealer)27 years in industry

Michael David Mohlman

Advisor at SB ADVISORY, LLC

ATLANTA, GA | Fort Wayne, IN

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Search this name across graphsid dfx:ria:2b9ec048-30e0-fb55-419e-6611f42ee4f8

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 5:47 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 2
On other graphs: 0
Observed: Nov 30, 2004 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: SB ADVISORY, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 8, 1998earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 2
Registered states: 4
Exams: S65|S63
First exam: Dec 8, 1998
First registration: Nov 30, 2004
Dual registered: yes, broker-dealer
Other names: MICHAEL D MOHLMAN
IAPD individual key: 3132492

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
SAN BLAS ADVISORY, INC.	Independent wealth	Apr 5, 2022	n/a	yes	Fort Wayne, IN\|ATLANTA, GA	Current employment
SB ADVISORY, LLC	Independent wealth	Jan 20, 2022	n/a	yes	Fort Wayne, IN\|ATLANTA, GA	Current employment
SPIRE WEALTH MANAGEMENT, LLC	Bd affiliated wealth	Jan 5, 2022	Jan 20, 2022	no	Fort Wayne, IN\|MCLEAN, VA	Previous registration
INDEPENDENT ADVISOR ALLIANCE, LLC	Independent wealth	Feb 7, 2018	Jan 5, 2022	no	Fort Wayne, IN	Previous registration
MOHLMAN ASSET MANAGEMENT, LLC	Former SEC adviser	Oct 1, 2014	Feb 22, 2018	no	FORT WAYNE, IN	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Feb 24, 2009	Aug 6, 2014	no	FORT WAYNE, IN	Previous registration
FIFTH THIRD SECURITIES, INC.	Bd affiliated wealth	Nov 30, 2004	Feb 6, 2009	no	CINCINNATI, OH\|CINCINNATI, OH	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
SPIRE WEALTH MANAGEMENT, LLC	SB ADVISORY, LLC	Jan 20, 2022	Jan 20, 2022	0	Firm change	Ibd to RIA
INDEPENDENT ADVISOR ALLIANCE, LLC	SPIRE WEALTH MANAGEMENT, LLC	Jan 5, 2022	Jan 5, 2022	0	Firm change	RIA to ibd
MOHLMAN ASSET MANAGEMENT, LLC	INDEPENDENT ADVISOR ALLIANCE, LLC	Feb 22, 2018	Feb 7, 2018	-15	Firm change	Other
WELLS FARGO ADVISORS	MOHLMAN ASSET MANAGEMENT, LLC	Aug 6, 2014	Oct 1, 2014	56	Firm change	Other
FIFTH THIRD SECURITIES, INC.	WELLS FARGO ADVISORS	Feb 6, 2009	Feb 24, 2009	18	Firm change	Other

Relationships

Registered with (7)

→ SAN BLAS ADVISORY, INC.Registered adviserregistration: current employment
Apr 5, 2022 to presentfactForm ADV
→ SB ADVISORY, LLCRegistered adviserregistration: current employment
Jan 20, 2022 to presentfactForm ADV
→ SPIRE WEALTH MANAGEMENT, LLCRegistered adviserregistration: previous registration
Jan 5, 2022 to Jan 20, 2022factForm ADV
→ INDEPENDENT ADVISOR ALLIANCE, LLCRegistered adviserregistration: previous registration
Feb 7, 2018 to Jan 5, 2022factForm ADV
→ MOHLMAN ASSET MANAGEMENT, LLCRegistered adviserregistration: previous registration
Oct 1, 2014 to Feb 22, 2018factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Feb 24, 2009 to Aug 6, 2014factForm ADV
→ FIFTH THIRD SECURITIES, INC.Registered adviserregistration: previous registration
Nov 30, 2004 to Feb 6, 2009factForm ADV

Dated events

Occurred
Jan 20, 2022
Advisor changed firm
Michael David Mohlman left Spire Wealth Management, Llc for Sb Advisory, Llc (registered 2022-01-20)
Form ADVobserved 5 days ago
Occurred
Jan 5, 2022
Advisor changed firm
Michael David Mohlman left Independent Advisor Alliance, Llc for Spire Wealth Management, Llc (registered 2022-01-05)
Form ADVobserved 5 days ago