DFX Intelligence

3• S•••• C•••••• A••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 1b 10b

3• S•••• C•••••• A••••••• L••

CRD 166406

LONDON

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Search this name across graphsid dfx:ria:2b9fb0a4-c8a7-dd5a-6860-1a0569355f52

Data as of Mar 27, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:17 PM UTC and rebuilt at most every 15 minutes.

Relationships: 13
Dated events: 12
On other graphs: 0
Observed: Mar 18, 2013 to Mar 27, 2026
21 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=0.81 institutional_share=0.19 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $1.0B••• Locked
Discretionary RAUM: $1.0B
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 24

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
K••••••• C••• F•••	Hedge Fund	$210M	Mar 27, 2026	29	Dec 12, 2012	reported	021-159768
K••••••• C••• ••••••• M••••• F•••	Hedge Fund	$158M	Mar 27, 2026

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
H••••••• R••••••• J•••••	Partner	E	yes	10/2010	Mar 18, 2013	Mar 7, 2024
L••••• T•••••• D•••••	CHIEF COMPLIANCE OFFICER	Na	yes	01/2018	Mar 12, 2020	Mar 7, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
3• S•••• G• L••	n/a	n/a	n/a	N	yes	n/a
3• S•••• I••••••••• M••••••• ••••••• L••••••	n/a	n/a	n/a	N	yes	n/a
3• S•••• I••••••••• M••••••• •••••••• L••••••

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$1.0B	$1.2B	-15.1%	$1.9B	-18.7%	24	25	0	0

Relationships

Advises (9)

→ K••••••• C••• F•••Private fundHedge Fund, IA
Dec 12, 2012 to presentfactForm ADV
→ K••••••• C••• ••••••• M••••• F•••Private fundHedge Fund, IA
Mar 28, 2014 to presentfactForm ADV
→ K••••••• C•••• N•••••• P••••••••• F•••Private fundHedge Fund, IA
Mar 18, 2021 to presentfactForm ADV
→ K••••••• S••••• T•••• F•••

Dated events

2 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Mar 27, 2026
Ria principal change
••• Locked
Form ADVobserved today
Occurred
Mar 27, 2026
Ria principal change
••• Locked
Form ADVobserved today
Occurred
Mar 27, 2026
Ria principal change
••• Locked
Form ADVobserved today

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:2b9fb0a4-c8a7-dd5a-6860-1a0569355f52
First observed: Mar 18, 2013
Last observed: Mar 27, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.