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Advisor at CAROLINA FINANCIAL SERVICES GROUP, INC.
GREENVILLE, NC
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CAROLINA FINANCIAL SERVICES GROUP, INC. | State registered | Jun 29, 2012 | n/a | yes | GREENVILLE, NC | Current employment |
| OSAIC WEALTH, INC. | Bd affiliated wealth | Jan 23, 2007 | May 31, 2012 | no | SCOTTSDALE, AZ|GREENVILLE, NC | Previous registration |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Aug 9, 2002 | Jan 30, 2007 | no | GREENVILLE, NC|RALEIGH, NC|GREENVILLE, NC | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| OSAIC WEALTH, INC. | CAROLINA FINANCIAL SERVICES GROUP, INC. | May 31, 2012 | Jun 29, 2012 | 29 | Firm change | Other |
| UBS FINANCIAL SERVICES INC. | OSAIC WEALTH, INC. | Jan 30, 2007 | Jan 23, 2007 | -7 | Firm change | Other |