DFX Intelligence

T•••••• M••••• V••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)26 years in industry

T•••••• M••••• V••••••••

Advisor at G•••••••• W••••• P•••••••

PALM BEACH GARDENS, FL | Omaha, NE

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Search this name across graphsid dfx:ria:2ba324f2-6489-350a-d95d-df00b6d8addc

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:52 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Aug 26, 2003 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: G•••••••• W••••• P•••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Nov 13, 1999earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
G•••••••• W••••• P•••••••	Bd affiliated wealth	Mar 2, 2022	n/a	yes	PALM BEACH GARDENS, FL\|Omaha, NE	Current employment
S••••••••• A•••••• G••••• L••	Former SEC adviser	Mar 29, 2021	Mar 31, 2022	no	OMAHA, NE

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S••••••••• A•••••• G••••• L••	G•••••••• W••••• P•••••••	Mar 31, 2022	Mar 2, 2022	-29	Firm change	RIA to RIA
W•••• F•••• A•••••••	S••••••••• A•••••• G••••• L••	Mar 25, 2021	Mar 29, 2021

Team moves

••• Locked

Team	Left	Joined	From	Kind
286071:250787:NE:2022-03-31	Mar 31, 2022	Mar 2, 2022	OMAHA, NE	Firm change

Relationships

Registered with (4)

→ G•••••••• W••••• P•••••••Registered adviserregistration: current employment
Mar 2, 2022 to presentfactForm ADV
→ S••••••••• A•••••• G••••• L••Registered adviserregistration: previous registration
Mar 29, 2021 to Mar 31, 2022factForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Jan 3, 2011 to Mar 25, 2021factForm ADV
→ W•••• F•••• I••••••••• L••Registered adviser

Dated events

Occurred
Mar 31, 2022
A•••••• firm change
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:2ba324f2-6489-350a-d95d-df00b6d8addc
First observed: Aug 26, 2003
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.