DFX Intelligence

M• W••••• P•••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserstate registeredstate registeredRAUM under $100M

M• W••••• P•••••••

M• W••••• P••••••• LLC, CRD 305664

LONGMONT, CO

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Search this name across graphsid dfx:ria:2ba644f0-7b3a-17d3-96ad-e6f48c953887

Data as of Jan 20, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:30 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 2
On other graphs: 0
Observed: Jan 20, 2026 to Jan 20, 2026
1 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: state registeredderivedon the IAPD state feed, not SEC-registered
Regulatory AUM: $99.0M••• Locked
Discretionary RAUM: $96.9M
Private client RAUM: $95.2Mderived••• Locked
Private client share: 96%derivedprivate client RAUM over total RAUM
Employees: 4
Advisory employees: 2

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
D••••• M•••••••• Y•••••	Certified Financial Planner\|Chartered Financial Consultant	LONGMONT, CO	6	11	1	no

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	2	-2	n/a	0	0	0	1	2

Relationships

Registered with (3)

← D••••• M•••••••• Y•••••Advisorregistration: current employment
Dec 6, 2019 to presentfactForm ADV
← D••••• J••••• S••••••••Advisorregistration: previous registration
Jan 2, 2025 to Jun 14, 2026factForm ADV
← E•••• M•••• G••••Advisorregistration: previous registration
Aug 23, 2024 to Oct 9, 2025factForm ADV

Dated events

Occurred
Jun 14, 2026
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Oct 9, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:2ba644f0-7b3a-17d3-96ad-e6f48c953887
First observed: Jan 20, 2026
Last observed: Jan 20, 2026 8 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.