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T••••• A• W••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Analystdual registered (broker-dealer)15 years in industry

T••••• A• W••••••

Advisor at L•• F•••••••• L••

SAN DIEGO, CA

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Search this name across graphsid dfx:ria:2bc23063-3bcb-52fe-82e2-3a48e08455b0

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:50 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Mar 21, 2011 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 16, 2011earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	Sep 17, 2020	n/a	yes	SAN DIEGO, CA\|SAN DIEGO, CA	Current employment
V•••••• G••••• I••••••••	Asset manager	Mar 13, 2020	Dec 21, 2020	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
V•••••• G••••• I••••••••	L•• F•••••••• L••	Dec 21, 2020	Sep 17, 2020	-95	Firm change after gap	Other
L•••• C•••••• G••••	P•••••• C••••••• L••	Oct 5, 2020

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
152396:158509:CA:2020-10-05	Oct 5, 2020	Jun 14, 2018	SAN DIEGO, CA	Firm change after gap
158509:166575:CA:2020-09-30	Sep 30, 2020	Mar 13, 2020	SAN DIEGO, CA	Firm change after gap

Relationships

Registered with (4)

→ L•• F•••••••• L••Registered adviserregistration: current employment
Sep 17, 2020 to presentfactForm ADV
→ V•••••• G••••• I••••••••Registered adviserregistration: previous registration
Mar 13, 2020 to Dec 21, 2020factForm ADV
→ L•••• C•••••• G••••Registered adviserregistration: previous registration
Mar 21, 2011 to Oct 5, 2020factForm ADV
→ P•••••• C••••••• L••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:2bc23063-3bcb-52fe-82e2-3a48e08455b0
First observed: Mar 21, 2011
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.