DFX Intelligence

J•••••• S•••• G••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor20 years in industry

J•••••• S•••• G••••

Advisor at S•••• S••••• W••••• L••

MIAMI, FL

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Search this name across graphsid dfx:ria:2bc78270-89f1-59ec-f59b-bae245f158a9

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:25 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Jan 11, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S•••• S••••• W••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Dec 28, 2005earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S•••• S••••• W••••• L••	Independent wealth	Mar 28, 2022	n/a	yes	MIAMI, FL	Current employment
N••••• C•••••• M••••••••• C•••	Independent wealth	Jan 10, 2014	Mar 15, 2022	no	BOCA RATON, FL	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
N••••• C•••••• M••••••••• C•••	S•••• S••••• W••••• L••	Mar 15, 2022	Mar 28, 2022	13	Firm change	RIA to RIA
H•••••••• A•••••••• L••	N••••• C•••••• M••••••••• C•••	Jan 23, 2014	Jan 10, 2014

Relationships

Registered with (4)

→ S•••• S••••• W••••• L••Registered adviserregistration: current employment
Mar 28, 2022 to presentfactForm ADV
→ N••••• C•••••• M••••••••• C•••Registered adviserregistration: previous registration
Jan 10, 2014 to Mar 15, 2022factForm ADV
→ H•••••••• A•••••••• L••Registered adviserregistration: previous registration
Aug 12, 2010 to Jan 23, 2014factForm ADV
→ C•••••• C•••••• G••••

Dated events

Occurred
Mar 15, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:2bc78270-89f1-59ec-f59b-bae245f158a9
First observed: Jan 11, 2006
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.