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Advisor at TRUIST ADVISORY SERVICES, INC.
LYNCHBURG, VA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| TRUIST ADVISORY SERVICES, INC. | Bd affiliated wealth | Feb 17, 2021 | n/a | yes | LYNCHBURG, VA | Current employment |
| BB&T SECURITIES, LLC | Former SEC adviser | Oct 24, 2019 | Feb 17, 2021 | no | BEDFORD, VA|RICHMOND, VA | Previous registration |
| HSC WEALTH ADVISORS | Former SEC adviser | Jun 25, 2014 | Aug 16, 2019 | no | FOREST, VA | Previous registration |
| NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC | No RAUM reported | Apr 21, 2009 | Mar 5, 2014 | no | LYNCHBURG, VA | Previous registration |
| CITIGROUP GLOBAL MARKETS INC. | Bd affiliated wealth | Feb 21, 2006 | Dec 16, 2008 | no | LYNCHBURG, VA|NEW YORK, NY|LYNCHBURG, VA | Previous registration |
| LEGG MASON WOOD WALKER, INCORPORATED | n/a | May 10, 2005 | Feb 21, 2006 | no | LYNCHBURG, VA | Previous registration |
| BANC OF AMERICA INVESTMENT SERVICES, INC. | n/a | Nov 14, 2003 | Apr 29, 2005 | no | LYNCHBURG, VA | Previous registration |
| SUNTRUST INVESTMENT SERVICES, INC. | Former SEC adviser | Jun 14, 2002 | Nov 19, 2003 | no | LYNCHBURG, VA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| BB&T SECURITIES, LLC | TRUIST ADVISORY SERVICES, INC. | Feb 17, 2021 | Feb 17, 2021 | 0 | Bulk transfer | Ibd to ibd |
| HSC WEALTH ADVISORS | BB&T SECURITIES, LLC | Aug 16, 2019 | Oct 24, 2019 | 69 | Firm change | RIA to ibd |
| NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC | HSC WEALTH ADVISORS | Mar 5, 2014 | Jun 25, 2014 | 112 | Firm change | Other |
| CITIGROUP GLOBAL MARKETS INC. | NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC | Dec 16, 2008 | Apr 21, 2009 | 126 | Firm change | Other |
| LEGG MASON WOOD WALKER, INCORPORATED | CITIGROUP GLOBAL MARKETS INC. | Feb 21, 2006 | Feb 21, 2006 | 0 | Bulk transfer | Other |
| BANC OF AMERICA INVESTMENT SERVICES, INC. | LEGG MASON WOOD WALKER, INCORPORATED | Apr 29, 2005 | May 10, 2005 | 11 | Firm change | Other |
| SUNTRUST INVESTMENT SERVICES, INC. | BANC OF AMERICA INVESTMENT SERVICES, INC. | Nov 19, 2003 | Nov 14, 2003 | -5 | Firm change | Other |