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CRD 104589
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| DAWSON, VIRGINIA, MARIE | Member | E | yes | 04/2009 | Apr 17, 2012 | Apr 17, 2012 |
| ROADHOUSE GROUP LLC | MEMBER OF APPLICANT | D | yes | 12/2008 | Apr 17, 2012 | Apr 17, 2012 |
| SULLIVAN, GERALD, PAUL | MANAGER AND MEMBER | F | yes | 01/1997 | Apr 17, 2012 | Apr 17, 2012 |
| SULLIVAN, GERALD, PAUL | CHIEF FINANCIAL OFFICER AND CHIEF COMPLIANCE OFFICER | C | yes | 05/1996 | Apr 17, 2012 | Apr 17, 2012 |
| SULLIVAN, GERALD, PAUL | Manager | F | yes | 04/2009 | Apr 17, 2012 | Apr 17, 2012 |
| SULLIVAN, LAURA | Manager | F | yes | 04/2009 | Apr 17, 2012 | Apr 17, 2012 |
| SULLIVAN, LAURA | MANAGER AND MEMBER | F | yes | 01/1997 | Apr 17, 2012 | Apr 17, 2012 |
| SULLIVAN, LAURA | President | C | yes | 09/2009 | Apr 17, 2012 | Apr 17, 2012 |
| CLAREMONT INVESTMENT PARTNERS EMPLOYEES TRUST, LLC | MEMBER OF APPLICANT | B | no | 04/2009 | Apr 17, 2012 | Apr 17, 2012 |
| MULLIN, BRIAN, FRANCIS | MEMBER OF APPLICANT | A | no | 04/2009 | Apr 17, 2012 | Apr 17, 2012 |
| ROARING FORK PARTNERS, LLC | MEMBER OF APPLICANT | Na | no | 04/2009 | Apr 17, 2012 | Apr 17, 2012 |
| WHITE, DENISE | MEMBER OF APPLICANT | A | no | 04/2009 | Apr 17, 2012 | Apr 17, 2012 |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2011 | Apr 17, 2012 | $7.8M | $7.8M | n/a | n/a | n/a | n/a | n/a |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2011 | $7.8M | n/a | n/a | n/a | n/a | n/a | n/a | n/a | n/a |