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RIA / WealthAdvisorChartered Financial Consultantdual registered (broker-dealer)41 years in industry

CHARLES ROBERT KELLY

Advisor at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

Barrington, RI

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Search this name across graphsid dfx:ria:2bdff0f0-5272-398c-9388-eb381a8f69ca

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 1:18 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Jan 31, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 4, 1985earliest registration or exam on IAPD
Years in industry: 41derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Designations: Chartered Financial Consultant
Exams: S63|S65
First exam: Mar 4, 1985
First registration: Jan 31, 2002
Dual registered: yes, broker-dealer
Other names: Bob Kelly|Robert Kelly
IAPD individual key: 1332778

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	Bd affiliated wealth	Feb 16, 2018	n/a	yes	Barrington, RI	Current employment
CETERA ADVISORS LLC	Former SEC adviser	Oct 3, 2016	Feb 26, 2018	no	BARRINGTON, RI	Previous registration
INVESTORS CAPITAL ADVISORY	Former SEC adviser	Aug 21, 2012	Oct 3, 2016	no	BARRINGTON, RI\|LYNNFIELD, MA\|LYNNFIELD, MA	Previous registration
SAGEPOINT FINANCIAL, INC.	Former SEC adviser	Jan 5, 2006	Aug 24, 2012	no	JOHNSTON, RI\|BARRINGTON, RI	Previous registration
MUTUAL SERVICE CORPORATION	n/a	Jan 27, 2003	Nov 16, 2005	no	BARRINGTON, RI	Previous registration
EASTERN POINT ADVISORS INC.	n/a	Jan 31, 2002	Dec 18, 2002	no	BARRINGTON, RI	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CETERA ADVISORS LLC	CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	Feb 26, 2018	Feb 16, 2018	-10	Firm change	Other
INVESTORS CAPITAL ADVISORY	CETERA ADVISORS LLC	Oct 3, 2016	Oct 3, 2016	0	Channel change	Other
SAGEPOINT FINANCIAL, INC.	INVESTORS CAPITAL ADVISORY	Aug 24, 2012	Aug 21, 2012	-3	Firm change	Other
MUTUAL SERVICE CORPORATION	SAGEPOINT FINANCIAL, INC.	Nov 16, 2005	Jan 5, 2006	50	Firm change	Other
EASTERN POINT ADVISORS INC.	MUTUAL SERVICE CORPORATION	Dec 18, 2002	Jan 27, 2003	40	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
30613:10299:MA:2016-10-03	Oct 3, 2016	Oct 3, 2016	LYNNFIELD, MA	Firm change

Relationships

Registered with (6)

→ CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.Registered adviserregistration: current employment
Feb 16, 2018 to presentfactForm ADV
→ CETERA ADVISORS LLCRegistered adviserregistration: previous registration
Oct 3, 2016 to Feb 26, 2018factForm ADV
→ INVESTORS CAPITAL ADVISORYRegistered adviserregistration: previous registration
Aug 21, 2012 to Oct 3, 2016factForm ADV
→ SAGEPOINT FINANCIAL, INC.Registered adviserregistration: previous registration
Jan 5, 2006 to Aug 24, 2012factForm ADV
→ MUTUAL SERVICE CORPORATIONRegistered adviserregistration: previous registration
Jan 27, 2003 to Nov 16, 2005factForm ADV
→ EASTERN POINT ADVISORS INC.Registered adviserregistration: previous registration
Jan 31, 2002 to Dec 18, 2002factForm ADV

Dated events

No dated event names this entity yet.