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Advisor at WAVERLY ADVISORS, LLC
COUNCIL BLUFFS, IA | BIRMINGHAM, AL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WAVERLY ADVISORS, LLC | Independent wealth | Jan 10, 2025 | n/a | yes | BIRMINGHAM, AL|COUNCIL BLUFFS, IA | Current employment |
| DICKINSON INVESTMENT ADVISORS | Former SEC adviser | May 4, 1999 | Mar 20, 2025 | no | COUNCIL BLUFFS, IA|OMAHA, NE|COUNCIL BLUFFS, IA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| DICKINSON INVESTMENT ADVISORS | WAVERLY ADVISORS, LLC | Mar 20, 2025 | Jan 10, 2025 | -69 | Firm change after gap | RIA to RIA |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 115108:115332:IA:2025-03-20 | Mar 20, 2025 | Jan 10, 2025 | COUNCIL BLUFFS, IA | Firm change after gap |