DFX Intelligence

J••••• W•••••• H••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)20 years in industry

J••••• W•••••• H••••••••

Advisor at C•••••• S••••• • C••• I•••

Phoenix, AZ

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Search this name across graphsid dfx:ria:2bf745db-d548-c860-f36b-6e0c0ee16058

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:15 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Oct 3, 2017 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••• S••••• • C••• I•••
Current firm class: national broker-dealer RIAderived
Book size: not public••• Locked
Industry start: Jul 1, 2006earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••• S••••• • C••• I•••	National bd RIA	May 26, 2020	n/a	yes	Phoenix, AZ	Current employment
U••• I••••••••• S••••••• C••••••	No RAUM reported	Jun 13, 2019	May 23, 2020	no	PHOENIX, AZ	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
U••• I••••••••• S••••••• C••••••	C•••••• S••••• • C••• I•••	May 23, 2020	May 26, 2020	3	Bulk transfer	Ibd to ibd
W••••••••• A•••••••• I•••	U••• I••••••••• S••••••• C••••••	May 3, 2019	Jun 13, 2019

Relationships

Registered with (4)

→ C•••••• S••••• • C••• I•••Registered adviserregistration: current employment
May 26, 2020 to presentfactForm ADV
→ U••• I••••••••• S••••••• C••••••Registered adviserregistration: previous registration
Jun 13, 2019 to May 23, 2020factForm ADV
→ W••••••••• A•••••••• I•••Registered adviserregistration: previous registration
Aug 22, 2018 to May 3, 2019factForm ADV
→ S••••••••• A•••••• A•••••••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:2bf745db-d548-c860-f36b-6e0c0ee16058
First observed: Oct 3, 2017
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.