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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

THE GLASS FREEDMAN COMPANY

CRD 106209

BINGHAM FARMS, MI

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:2bfafcd4-b668-b64d-35be-c9214d121b41

Data as of Jul 16, 2014 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 10:07 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Dec 15, 2011 to Jul 16, 2014
4 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $203MItem 5.F on the latest filing (2014-07-16); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $0
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 1
Advisory employees: 1
Accounts: 55
SEC number: 801-37818
CRD: 106209
Filings on the tape: 4
First filed: Dec 15, 2011
Latest filed: Jul 16, 2014
Organised: Corporation, Michigan

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
GLASS, HERBERT, NEIL	PRESIDENT, CHIEF COMPLIANCE OFFICER	D	yes	04/1976	Dec 15, 2011	Jul 16, 2014

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
HERBERT N. GLASS	n/a	n/a	n/a	Y	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2013	Jul 16, 2014	$203M	$0	1	1	n/a	n/a	n/a
2011	Jun 28, 2012	$50.7M	$0	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2013	$203M	n/a	n/a	n/a	n/a	1	n/a	n/a	n/a

Relationships

Controls (1)

← GLASS, HERBERT, NEILOwnerPRESIDENT, CHIEF COMPLIANCE OFFICER, ownership code D, individual
Dec 15, 2011 to presentfactForm ADV

Registered with (1)

← HERBERT NEIL GLASSAdvisorregistration: previous registration
Dec 15, 2011 to Dec 31, 2014factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:2bfafcd4-b668-b64d-35be-c9214d121b41
First observed: Dec 15, 2011
Last observed: Jul 16, 2014 148 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

THE GLASS FREEDMAN COMPANY

CRD 106209

BINGHAM FARMS, MI

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:2bfafcd4-b668-b64d-35be-c9214d121b41

Data as of Jul 16, 2014 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 10:07 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

GLASS, HERBERT, NEIL

PRESIDENT, CHIEF COMPLIANCE OFFICER

yes

04/1976

Dec 15, 2011

Jul 16, 2014

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

HERBERT N. GLASS

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2013

Jul 16, 2014

$203M

n/a

2011

Jun 28, 2012

$50.7M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2013

$203M

n/a