M••• O• M•••••

Advisor at M•••••• P•••••••

M••••••, WI | STURGEON, WI

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:2c049e7d-f440-5d3c-468b-0de8e48acad8

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:56 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Mar 8, 2001 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M•••••• P•••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Sep 7, 1990earliest registration or exam on IAPD
Years in industry: 36derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M•••••• P•••••••	Independent wealth	Oct 29, 2025	n/a	yes	M••••••, WI\|STURGEON, WI	Current employment
G••••••• F••••••••	n/a	May 29, 2019	Oct 21, 2025	no	Sturgeon Bay, WI\|CASCO, WI

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
G••••••• F••••••••	M•••••• P•••••••	Oct 21, 2025	Oct 29, 2025	8	Firm change	Other
C•••• H••• A••••••••• L••	G••••••• F••••••••	Jan 25, 2019	May 29, 2019

Team moves

••• Locked

Team	Left	Joined	From	Kind
147206:164098:IL:2019-01-25	Jan 25, 2019	May 29, 2019	CHICAGO, IL	Firm change

Relationships

Registered with (6)

→ M•••••• P•••••••Registered adviserregistration: current employment
Oct 29, 2025 to presentfactForm ADV
→ G••••••• F••••••••Registered adviserregistration: previous registration
May 29, 2019 to Oct 21, 2025factForm ADV
→ C•••• H••• A••••••••• L••Registered adviserregistration: previous registration
Jul 3, 2017 to Jan 25, 2019factForm ADV
→ C•••••• A•••• M••••••••• L••Registered adviser

Dated events

Occurred
Oct 21, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:2c049e7d-f440-5d3c-468b-0de8e48acad8
First observed: Mar 8, 2001
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.