This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

ROCKEFELLER CAPITAL MANAGEMENT

Current firm class

broker-dealer affiliated wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Aug 1, 2016earliest registration or exam on IAPD

Years in industry

10derivedfrom the industry start date

Years at current firm

1derivedfrom the current registration's begin date

Prior firms

2

Current registrations

2

Registered states

2

Exams

S66

First exam

Mar 30, 2022

First registration

Apr 18, 2022

Dual registered

yes, broker-dealer

Other names

Theodore Pappas|Teddy Pappas|Theodore Mpatsios-Pappas

IAPD individual key

7216315

• Occurred

  Jul 25, 2025
  Advisor changed firm

  Theodore Alexander Mpatsios-Pappas left Ubs Financial Services Inc. for Rockefeller Capital Management (registered 2025-06-27)

  Form ADVobserved 6 days ago
• Occurred

  Aug 1, 2022
  Advisor changed firm

  Theodore Alexander Mpatsios-Pappas left Equitable Advisors, Llc for Ubs Financial Services Inc. (registered 2022-08-22)

  Form ADVobserved 6 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:2c079565-d362-96f4-4240-7d836caf18c3

First observed

Apr 18, 2022

Last observed

Sep 14, 2026 7 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.