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advised by CAPSTONE INVESTMENT ADVISORS, LLC
Delaware, United States
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Filed | GAV | Owners | Minimum | Adviser owns | Audited | Name as filed |
|---|---|---|---|---|---|---|
| Jun 17, 2019 | $212M | 8 | $5.0M | 1100.0% | yes | CAPSTONE DIVERSIFIED DYNAMIC ALPHA STRATEGY FUND, LLC |
| Mar 29, 2019 | $377M | 14 | $5.0M | 600.0% | yes | CAPSTONE DIVERSIFIED DYNAMIC ALPHA STRATEGY FUND, LLC |
| Nov 30, 2018 | $699M | 15 | $5.0M | 400.0% | yes | CAPSTONE DIVERSIFIED DYNAMIC ALPHA FUND, LLC |
| Nov 29, 2018 | $699M | 15 | $5.0M | 400.0% | yes | CAPSTONE DIVERSIFIED DYNAMIC ALPHA FUND, LLC |
| Aug 29, 2018 | $625M | 15 | $5.0M | 400.0% | yes | CAPSTONE DIVERSIFIED DYNAMIC ALPHA FUND, LLC |
| Mar 29, 2018 | $501M | 15 | $5.0M | 400.0% | yes | CAPSTONE DIVERSIFIED DYNAMIC ALPHA FUND, LLC |
| Feb 27, 2018 | $546M | 15 | $5.0M | 400.0% | yes | CAPSTONE DIVERSIFIED DYNAMIC ALPHA FUND, LLC |
| Feb 27, 2018 | $546M | 15 | $5.0M | 400.0% | yes | CAPSTONE DIVERSIFIED DYNAMIC ALPHA FUND, LLC |
| Aug 3, 2017 | $573M | 14 | $5.0M | 400.0% | yes | CAPSTONE DIVERSIFIED DYNAMIC ALPHA FUND, LLC |
| Aug 3, 2017 | $573M | 14 | $5.0M | 400.0% | yes | CAPSTONE DIVERSIFIED DYNAMIC ALPHA FUND, LLC |
| Custodian | Legal name | City | State | Country | Related person | SEC number |
|---|---|---|---|---|---|---|
| BARCLAYS CAPITAL INC. | BARCLAYS CAPITAL INC. | NEW YORK | New York | United States | no | 8-41342 |
| CITIGROUP GLOBAL MARKETS INC. | CITIGROUP GLOBAL MARKETS INC. | London | n/a | United Kingdom | no | 8-8177 |
| DEUTSCHE BANK SECURITIES INC. | DEUTSCHE BANK SECURITIES INC. | NEW YORK | New York | United States | no | 8-17822 |
| GOLDMAN SACHS & CO. LLC | GOLDMAN SACHS & CO. LLC | NEW YORK | New York | United States | no | 8-129 |
| MORGAN STANLEY & CO. LLC | MORGAN STANLEY & CO. LLC | NEW YORK | New York | United States | no | 8-15869 |
| WELLS FARGO BANK, NA | WELLS FARGO BANK, NA | Summit | New Jersey | United States | no | n/a |