DFX Intelligence

G•••••• A••••• C••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)25 years in industry

G•••••• A••••• C••••••••

Advisor at L•• F•••••••• L••

MIAMI, FL

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Search this name across graphsid dfx:ria:2c184951-382d-78fe-4f50-f00eed4273ca

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:33 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Jun 14, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Dec 12, 2000earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	Apr 7, 2021	n/a	yes	MIAMI, FL	Current employment
W•••• F•••• A•••••••	Wirehouse	Mar 5, 2009	Mar 12, 2013	no	MIAMI, FL\|MIAMI, FL\|KENDALL, FL	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W•••• F•••• A•••••••	L•• F•••••••• L••	Mar 12, 2013	Apr 7, 2021	2,948	Firm change after gap	Wirehouse to ibd
L•• F•••••••• L••	W•••• F•••• A•••••••	Mar 17, 2009	Mar 5, 2009

Relationships

Registered with (5)

→ L•• F•••••••• L••Registered adviserregistration: previous registration
Mar 4, 2008 to Mar 17, 2009factForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Mar 5, 2009 to Mar 12, 2013factForm ADV
→ I••• S••••••••• I•••Registered adviserregistration: previous registration
Mar 8, 2007 to Mar 4, 2008factForm ADV
→ M••••• K••••• • C••••••• L••Registered adviser

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:2c184951-382d-78fe-4f50-f00eed4273ca
First observed: Jun 14, 2001
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.