DFX Intelligence

M••• V••••••• S••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)12 years in industry

M••• V••••••• S••••

Advisor at J••••• M••••••••• S•••• L••

NEW YORK, NY

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Search this name across graphsid dfx:ria:2c1a0af6-9bf3-580a-f76f-803f87187367

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:25 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Apr 7, 2025 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: J••••• M••••••••• S•••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Sep 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
J••••• M••••••••• S•••• L••	Bd affiliated wealth	Mar 13, 2026	n/a	yes	NEW YORK, NY	Current employment
J••• M••••• S••••••••• L••	Wirehouse	Apr 7, 2025	Mar 19, 2026	no	NEW YORK, NY\|New York, NY\|NEW YORK, NY

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
J••• M••••• S••••••••• L••	J••••• M••••••••• S•••• L••	Mar 19, 2026	Mar 13, 2026	-6	Firm change	Wirehouse to ibd

Team moves

••• Locked

Team	Left	Joined	From	Kind
79:463:NY:2026-03-19	Mar 19, 2026	Mar 13, 2026	NEW YORK, NY	Firm change

Relationships

Registered with (2)

→ J••••• M••••••••• S•••• L••Registered adviserregistration: current employment
Mar 13, 2026 to presentfactForm ADV
→ J••• M••••• S••••••••• L••Registered adviserregistration: previous registration
Apr 7, 2025 to Mar 19, 2026factForm ADV

Dated events

Occurred
Mar 19, 2026
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:2c1a0af6-9bf3-580a-f76f-803f87187367
First observed: Apr 7, 2025
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.