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RIA / WealthAdvisor33 years in industry

PHILLIP RUSSELL POWERS

Advisor at FOCUS 401 (K) GROUP, LLC

ADDISON, TX

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 1:50 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Apr 15, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: FOCUS 401 (K) GROUP, LLC
Current firm class: institutional managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 26, 1993earliest registration or exam on IAPD
Years in industry: 33derivedfrom the industry start date
Years at current firm: 12derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: Mar 26, 1993
First registration: Apr 15, 2005
Dual registered: no
Other names: PHILL POWERS|PHIL POWERS
IAPD individual key: 1400797

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
FOCUS 401 (K) GROUP, LLC	Institutional manager	Jul 12, 2014	n/a	yes	ADDISON, TX	Current employment
LPL FINANCIAL LLC	Bd affiliated wealth	Nov 30, 2010	Nov 18, 2014	no	FORT MILL, SC\|ADDISON, TX\|BRYAN, OH	Previous registration
NRP ADVISORS, INC.	n/a	Mar 4, 2008	Nov 30, 2010	no	DALLAS, TX	Previous registration
NRP FINANCIAL, INC.	n/a	Aug 6, 2007	Oct 15, 2008	no	BRYAN, OH\|DALLAS, TX	Previous registration
FINANCIAL TELESIS, INC.	Former SEC adviser	Apr 15, 2005	Aug 6, 2007	no	DALLAS, TX\|DALLAS, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
LPL FINANCIAL LLC	FOCUS 401 (K) GROUP, LLC	Nov 18, 2014	Jul 12, 2014	-129	Firm change after gap	Other
NRP ADVISORS, INC.	LPL FINANCIAL LLC	Nov 30, 2010	Nov 30, 2010	0	Bulk transfer	Other
NRP FINANCIAL, INC.	NRP ADVISORS, INC.	Oct 15, 2008	Mar 4, 2008	-225	Bulk transfer	Other
FINANCIAL TELESIS, INC.	NRP FINANCIAL, INC.	Aug 6, 2007	Aug 6, 2007	0	Firm change	Other

Relationships

Registered with (5)

→ FOCUS 401 (K) GROUP, LLCRegistered adviserregistration: current employment
Jul 12, 2014 to presentfactForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Nov 30, 2010 to Nov 18, 2014factForm ADV
→ NRP ADVISORS, INC.Registered adviserregistration: previous registration
Mar 4, 2008 to Nov 30, 2010factForm ADV
→ NRP FINANCIAL, INC.Registered adviserregistration: previous registration
Aug 6, 2007 to Oct 15, 2008factForm ADV
→ FINANCIAL TELESIS, INC.Registered adviserregistration: previous registration
Apr 15, 2005 to Aug 6, 2007factForm ADV

Dated events

No dated event names this entity yet.