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Advisor at OSAIC WEALTH, INC.
MAUMEE, OH | OTTAWA HILLS, OH
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| OSAIC WEALTH, INC. | Bd affiliated wealth | Jul 5, 2013 | n/a | yes | MAUMEE, OH|OTTAWA HILLS, OH | Current employment |
| WALNUT STREET SECURITIES, INC. | Former SEC adviser | Jul 7, 2004 | Jul 12, 2013 | no | TOLEDO, OH | Previous registration |
| SAVAGE AND ASSOCIATES, INC. | n/a | Sep 11, 2000 | Apr 16, 2014 | no | TOLEDO, OH | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| SAVAGE AND ASSOCIATES, INC. | WALNUT STREET SECURITIES, INC. | Apr 16, 2014 | Jul 7, 2004 | -3,570 | Firm change after gap | Other |
| WALNUT STREET SECURITIES, INC. | OSAIC WEALTH, INC. | Jul 12, 2013 | Jul 5, 2013 | -7 | Bulk transfer | Other |