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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)20 years in industry

NICOLE A TUROSKY

Advisor at OSAIC INSTITUTIONS, INC.

Danbury, CT | RIDGEFIELD, CT

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:15 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Jun 1, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: OSAIC INSTITUTIONS, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 10, 2006earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S65|S63|S66
First exam: Apr 10, 2006
First registration: Jun 1, 2006
Dual registered: yes, broker-dealer
Other names: NICOLE ALYSSA TUROSKY|NICOLE TUROSKY|NICOLE ALYSSA TUROSKY|Nicole Turosky|NICOLE ALYSSA SMITH|Nicole Turosky|NICOLE SMITH|Nikki Smith
IAPD individual key: 5058944

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
OSAIC INSTITUTIONS, INC.	Bd affiliated wealth	Mar 12, 2025	n/a	yes	Danbury, CT\|Danbury, CT\|RIDGEFIELD, CT	Current employment
WELLS FARGO ADVISORS	Wirehouse	Dec 11, 2017	Jan 23, 2025	no	DANBURY, CT	Previous registration
GREEN WELL FINANCIAL	n/a	May 21, 2015	Dec 31, 2015	no	DANBURY, CT	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Jun 1, 2006	Jul 17, 2006	no	TARRYTOWN, NY\|CHESTER, NJ	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
WELLS FARGO ADVISORS	OSAIC INSTITUTIONS, INC.	Jan 23, 2025	Mar 12, 2025	48	Firm change	Wirehouse to ibd
GREEN WELL FINANCIAL	WELLS FARGO ADVISORS	Dec 31, 2015	Dec 11, 2017	711	Firm change after gap	Other
LPL FINANCIAL LLC	GREEN WELL FINANCIAL	Jul 17, 2006	May 21, 2015	3,230	Firm change after gap	Other

Relationships

Registered with (4)

→ OSAIC INSTITUTIONS, INC.Registered adviserregistration: current employment
Mar 12, 2025 to presentfactForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Dec 11, 2017 to Jan 23, 2025factForm ADV
→ GREEN WELL FINANCIALRegistered adviserregistration: previous registration
May 21, 2015 to Dec 31, 2015factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Jun 1, 2006 to Jul 17, 2006factForm ADV

Dated events

Occurred
Jan 23, 2025
Advisor changed firm
Nicole A Turosky left Wells Fargo Advisors for Osaic Institutions, Inc. (registered 2025-03-12)
Form ADVobserved 5 days ago