This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

OCEAN FINANCIAL ADVISORS LLC

Current firm class

state registeredderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Dec 1, 2015earliest registration or exam on IAPD

Years in industry

10derivedfrom the industry start date

Years at current firm

1derivedfrom the current registration's begin date

Prior firms

2

Current registrations

1

Registered states

1

Exams

S66

First exam

Nov 5, 2016

First registration

Nov 7, 2016

Dual registered

yes, broker-dealer

Other names

Providencia Mordan Marte

IAPD individual key

5854740

• Occurred

  May 8, 2025
  Advisor changed firm

  Providencia Mordan left Citigroup Global Markets Inc. for Ocean Financial Advisors Llc (registered 2025-05-14)

  Form ADVobserved 5 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:2c3fc22c-052e-9e01-897b-e879704c7dc8

First observed

Nov 7, 2016

Last observed

Sep 14, 2026 6 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.