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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 100m 1b

RENAISSANCE CAPITAL LLC

CRD 109945

STAMFORD, CT

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:2c50eabb-d328-8f92-3ee5-e3b3ac6d3158

Data as of Mar 19, 2026 (this record's last observation) from federal regulator filings. Page built Sep 18, 2026, 11:13 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 4
On other graphs: 0
Observed: Feb 9, 2012 to Mar 19, 2026
18 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $144MItem 5.F on the latest filing (2026-03-19); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $144M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 17
Advisory employees: 17
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 2
Individual clients: 0
High net worth clients: 0
SEC number: 801-47147
CIK: 1535058
CRD: 109945
Filings on the tape: 18
First filed: Feb 9, 2012
Latest filed: Mar 19, 2026
Organised: Limited Liability Company, DE

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
SMITH, KATHLEEN, SHELTON	MEMBER AND CHAIRMAN	D	yes	09/1991	Feb 9, 2012	Mar 28, 2024
SMITH, WILLIAM, KEVIN	MEMBER AND CEO	D	yes	09/1991	Feb 9, 2012	Mar 28, 2024
STRUBE, KAREN, ANN	CHIEF COMPLIANCE OFFICER	Na	no	12/2022	Mar 14, 2023	Mar 28, 2024

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 19, 2026	$144M	$144M	17	17	0	n/a	n/a
2024	Mar 13, 2025	$157M	$157M	16	16	0	n/a	n/a
2023	Mar 28, 2024	$209M	$209M	17	17	0	n/a	n/a
2022	Mar 14, 2023	$137M	$137M	17	17	0	n/a	n/a
2021	Mar 11, 2022	$406M	$406M	18	18	0	n/a	n/a
2020	Jan 7, 2021	$773M	$773M	13	13	0	n/a	n/a
2019	Mar 9, 2020	$72.3M	$72.3M	15	15	0	n/a	n/a
2018	Mar 13, 2019	$46.7M	$46.7M	16	16	0	n/a	n/a
2017	Mar 26, 2018	$48.6M	$48.6M	16	16	0	n/a	n/a
2016	Mar 8, 2017	$38.0M	$38.0M	15	15	n/a	n/a	n/a
2015	Jan 5, 2016	$46.6M	$46.6M	15	15	n/a	n/a	n/a
2014	Mar 4, 2015	$55.6M	$55.6M	15	15	n/a	n/a	n/a
2013	Mar 3, 2014	$59.4M	$59.4M	14	14	n/a	n/a	n/a
2012	Mar 18, 2013	$21.9M	$21.9M	12	12	n/a	n/a	n/a
2011	Feb 9, 2012	$19.4M	$19.4M	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$144M	$157M	-8.1%	$137M	1.7%	17	16	0	0

Relationships

Controls (2)

← SMITH, KATHLEEN, SHELTONOwnerMEMBER AND CHAIRMAN, ownership code D, individual
Feb 9, 2012 to Mar 28, 2024factForm ADV
← SMITH, WILLIAM, KEVINOwnerMEMBER AND CEO, ownership code D, individual
Feb 9, 2012 to Mar 28, 2024factForm ADV

Owns (1)

← STRUBE, KAREN, ANNOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 14, 2023 to Mar 28, 2024factForm ADV

Dated events

Occurred
Mar 14, 2023
Regulatory AUM changed
Renaissance Capital Llc reported RAUM $137.2M, down 66% from $406.0M (2022-03-11 to 2023-03-14)
Form ADVobserved 3 days ago
$-269M
Occurred
Mar 11, 2022
Regulatory AUM changed
Renaissance Capital Llc reported RAUM $406.0M, down 47% from $773.0M (2021-01-07 to 2022-03-11)
Form ADVobserved 3 days ago
$-367M
Occurred
Jan 7, 2021
Regulatory AUM changed
Renaissance Capital Llc reported RAUM $773.0M, up 968% from $72.3M (2020-03-09 to 2021-01-07)
Form ADVobserved 3 days ago
$701M
Occurred
Jan 7, 2021
Control person left
Ruth Linda Killian (Member, Vice President And Chief Investment Officer) no longer on Schedule A of Renaissance Capital Llc (listed 2020-03-09, absent 2021-01-07)
Form ADVobserved 3 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:2c50eabb-d328-8f92-3ee5-e3b3ac6d3158
First observed: Feb 9, 2012
Last observed: Mar 19, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

RENAISSANCE CAPITAL LLC

CRD 109945

STAMFORD, CT

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:2c50eabb-d328-8f92-3ee5-e3b3ac6d3158

Data as of Mar 19, 2026 (this record's last observation) from federal regulator filings. Page built Sep 18, 2026, 11:13 PM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

SMITH, KATHLEEN, SHELTON

MEMBER AND CHAIRMAN

yes

09/1991

Feb 9, 2012

Mar 28, 2024

SMITH, WILLIAM, KEVIN

MEMBER AND CEO

yes

09/1991

Feb 9, 2012

Mar 28, 2024

STRUBE, KAREN, ANN

CHIEF COMPLIANCE OFFICER

12/2022

Mar 14, 2023

Mar 28, 2024

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 19, 2026

$144M

n/a

2024

Mar 13, 2025

$157M

n/a

2023

Mar 28, 2024

$209M

n/a

2022

Mar 14, 2023

$137M

n/a

2021

Mar 11, 2022

$406M

n/a

2020

Jan 7, 2021

$773M

n/a

2019

Mar 9, 2020

$72.3M

n/a

2018

Mar 13, 2019

$46.7M

n/a

2017

Mar 26, 2018

$48.6M

n/a

2016

Mar 8, 2017

$38.0M

n/a

2015

Jan 5, 2016

$46.6M

n/a

2014

Mar 4, 2015

$55.6M

n/a

2013

Mar 3, 2014

$59.4M

n/a

2012

Mar 18, 2013

$21.9M

n/a

2011

Feb 9, 2012

$19.4M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$144M

$157M

-8.1%

$137M

1.7%