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RIA / WealthAdvisorCertified Financial Planner19 years in industry

ANITA TIERRA NIEFELDT

Advisor at VICTORY FINANCIAL

AUSTIN, TX | Austin, TX

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Search this name across graphsid dfx:ria:2c58ef68-8bc9-4268-37cd-bac776ea43d6

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 12:56 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Jun 10, 2013 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: VICTORY FINANCIAL
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 3, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S63|S66
First exam: Jul 3, 2007
First registration: Jun 10, 2013
Dual registered: no
Other names: ANITA SMITH|ANITA TIERRA SMITH|ANITA T NIEFELDT
IAPD individual key: 5329067

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
VICTORY FINANCIAL	Independent wealth	Sep 4, 2024	n/a	yes	AUSTIN, TX\|Austin, TX	Current employment
FIDELITY PERSONAL AND WORKPLACE ADVISORS	Former SEC adviser	Jul 13, 2018	Sep 7, 2024	no	BOSTON, MA	Previous registration
STRATEGIC ADVISERS LLC	National bd RIA	Nov 18, 2016	Jul 13, 2018	no	AUSTIN, TX	Previous registration
CHARLES SCHWAB & CO., INC.	National bd RIA	Jun 10, 2013	Nov 16, 2016	no	Stamford, CT\|Austin, TX\|New York City, NY\|AUSTIN, TX\|ENGLEWOOD, CO\|Austin, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
FIDELITY PERSONAL AND WORKPLACE ADVISORS	VICTORY FINANCIAL	Sep 7, 2024	Sep 4, 2024	-3	Firm change	Ibd to RIA
STRATEGIC ADVISERS LLC	FIDELITY PERSONAL AND WORKPLACE ADVISORS	Jul 13, 2018	Jul 13, 2018	0	Bulk transfer	Ibd to new firm
CHARLES SCHWAB & CO., INC.	STRATEGIC ADVISERS LLC	Nov 16, 2016	Nov 18, 2016	2	Firm change	Ibd to ibd

Relationships

Registered with (4)

→ VICTORY FINANCIALRegistered adviserregistration: current employment
Sep 4, 2024 to presentfactForm ADV
→ FIDELITY PERSONAL AND WORKPLACE ADVISORSRegistered adviserregistration: previous registration
Jul 13, 2018 to Sep 7, 2024factForm ADV
→ STRATEGIC ADVISERS LLCRegistered adviserregistration: previous registration
Nov 18, 2016 to Jul 13, 2018factForm ADV
→ CHARLES SCHWAB & CO., INC.Registered adviserregistration: previous registration
Jun 10, 2013 to Nov 16, 2016factForm ADV

Dated events

Occurred
Sep 7, 2024
Advisor changed firm
Anita Tierra Niefeldt left Fidelity Personal And Workplace Advisors for Victory Financial (registered 2024-09-04)
Form ADVobserved 3 days ago