DFX Intelligence
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Reading the graph
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Advisor at S••••••••• P•••••• L••
NORTHVILLE, MI
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| S••••••••• P•••••• L•• | Independent wealth | Jan 1, 2025 | n/a | yes | NORTHVILLE, MI | Current employment |
| R•••••• J•••• • A••••••••• I••• | National bd RIA | Sep 11, 2019 | Jul 7, 2023 | no | NORTHVILLE, MI | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| R•••••• J•••• • A••••••••• I••• | S••••••••• P•••••• L•• | Jul 7, 2023 | Jan 1, 2025 | 544 | Firm change after gap | Ibd to RIA |
| L•••• A••••• • C•• L•• | R•••••• J•••• • A••••••••• I••• | Jul 16, 2019 | Sep 11, 2019 |
| L•••• A••••• • C•• L•• | Asset manager | Jul 20, 2016 | Jul 16, 2019 | no | JERSEY CITY, NJ | Previous registration |
| R•••••• J•••• • A••••••••• I••• | National bd RIA | Jun 30, 2016 | Jul 7, 2016 | no | NORTHVILLE, MI | Previous registration |
| 57 |
| Firm change |
| Other |
| R•••••• J•••• • A••••••••• I••• | L•••• A••••• • C•• L•• | Jul 7, 2016 | Jul 20, 2016 | 13 | Firm change | Other |