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M••• T••••• Z••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor43 years in industry

M••• T••••• Z••••••••

Advisor at F•••••••• A••••••••• L••

NEWPORT BEACH, CA

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Search this name across graphsid dfx:ria:2c5a65f0-b84a-5ebb-5e8a-da3b516840d6

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:01 PM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 1
On other graphs: 0
Observed: Jul 8, 1997 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F•••••••• A••••••••• L••
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 26, 1983earliest registration or exam on IAPD
Years in industry: 43derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
F•••••••• A••••••••• L••	State registered	Apr 18, 2025	n/a	yes	NEWPORT BEACH, CA	Current employment
B••••• W••••• P•••••••• I•••	Independent wealth	Jul 17, 2019	Jun 30, 2022	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
B••••• W••••• P•••••••• I•••	F•••••••• A••••••••• L••	Jun 30, 2022	Apr 18, 2025	1,023	Firm change after gap	RIA to state RIA
S••••••••• W••••• M••••••••• L••	B••••• W••••• P•••••••• I•••	Dec 31, 2020

Relationships

Registered with (8)

→ F•••••••• A••••••••• L••Registered adviserregistration: current employment
Apr 18, 2025 to presentfactForm ADV
→ B••••• W••••• P•••••••• I•••Registered adviserregistration: previous registration
Jul 17, 2019 to Jun 30, 2022factForm ADV
→ S••••••••• W••••• M••••••••• L••Registered adviserregistration: previous registration
Dec 19, 2018 to Dec 31, 2020factForm ADV
→ W•••• F•••• A•••••••

Dated events

Occurred
Jun 30, 2022
Advisor changed firm
M••• T••••• Z•••••••• left B••••• W••••• P•••••••• I••• for F•••••••• A••••••••• L•• (registered 2025-04-18)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:2c5a65f0-b84a-5ebb-5e8a-da3b516840d6
First observed: Jul 8, 1997
Last observed: Sep 14, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.