DFX Intelligence

B•••••• T• G••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)19 years in industry

B•••••• T• G••••••

Advisor at H••• S••••••••• •••• I•••

Buffalo, NY | Lockport, NY

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Search this name across graphsid dfx:ria:2c60e55a-5715-b5b1-8951-2730d8c05f5a

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 4:29 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: May 19, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: H••• S••••••••• •••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Mar 19, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 17derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
H••• S••••••••• •••• I•••	Bd affiliated wealth	Jul 10, 2009	n/a	yes	Lockport, NY\|Buffalo, NY	Current employment
E•••••••• A•••••••• L••	National bd RIA	May 19, 2008	Jan 12, 2009	no	WILLIAMSVILLE, NY	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
E•••••••• A•••••••• L••	H••• S••••••••• •••• I•••	Jan 12, 2009	Jul 10, 2009	179	Firm change	Other

Relationships

Registered with (2)

→ H••• S••••••••• •••• I•••Registered adviserregistration: current employment
Jul 10, 2009 to presentfactForm ADV
→ E•••••••• A•••••••• L••Registered adviserregistration: previous registration
May 19, 2008 to Jan 12, 2009factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:2c60e55a-5715-b5b1-8951-2730d8c05f5a
First observed: May 19, 2008
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.