DFX Intelligence
Reading the graph
Reading the graph
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Advisor at G••••• A••••••• S•••••••• L••
SELLERSVILLE, PA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| G••••• A••••••• S•••••••• L•• | Independent wealth | Mar 9, 2022 | n/a | yes | SELLERSVILLE, PA | Current employment |
| E•• F•••••••• A••••••• | Independent wealth | Jan 18, 2022 | Feb 15, 2022 | no | MEDIA, PA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| E•• F•••••••• A••••••• | G••••• A••••••• S•••••••• L•• | Feb 15, 2022 | Mar 9, 2022 | 22 | Firm change | Ibd to RIA |
| V••••••• A•••••••• I••• | E•• F•••••••• A••••••• | Jun 18, 2008 | Jan 18, 2022 |
| V••••••• A•••••••• I••• | Bd affiliated wealth | May 20, 2005 | Jun 18, 2008 | no | VALLEY FORGE, PA | Previous registration |
| C•••• I••••••••• S••••••• C•••• | Former SEC adviser | Jun 9, 2003 | Sep 12, 2003 | no | NEW YORK, NY | Previous registration |
| R•••••• J•••• F•••••••• S•••••••• I••• | n/a | Mar 26, 2001 | Jun 20, 2003 | no | PLYMOUTH MEETING, PA | Previous registration |
| 4,962 |
| Firm change after gap |
| Other |
| C•••• I••••••••• S••••••• C•••• | V••••••• A•••••••• I••• | Sep 12, 2003 | May 20, 2005 | 616 | Firm change after gap | Other |
| R•••••• J•••• F•••••••• S•••••••• I••• | C•••• I••••••••• S••••••• C•••• | Jun 20, 2003 | Jun 9, 2003 | -11 | Firm change | Other |