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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

DELPHIA

DELPHIA (USA) INC., CRD 305091

TORONTO, ONTARIO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:2c6e506f-c72d-1321-1997-9bd1f95d4f6a

Data as of Sep 1, 2023 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 10:52 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 12
On other graphs: 0
Observed: Aug 15, 2019 to Sep 1, 2023
25 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $187MItem 5.F on the latest filing (2023-09-01); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $187M
Private client RAUM: $7.2MderivedItem 5.D individuals plus high net worth individuals
Private client share: 4%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 23
Advisory employees: 21
Offices: 3Schedule D 1.F, beyond the principal office
Accounts: 28,895
Individual clients: 27,694
High net worth clients: 1,196
Private funds: 2Schedule D 7.B(1)
Private fund GAV: $180Mgross asset value as reported per fund; never fund size
Custody, client assets: $180M
SEC number: 801-117340
CRD: 305091
Filings on the tape: 25
First filed: Aug 15, 2019
Latest filed: Sep 1, 2023
Organised: Corporation, Delaware

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
DELPHIA CAYMAN MASTER FUND LP	Hedge Fund	$180M	Sep 1, 2023	16	Nov 30, 2021	reported	021-417909
DELPHIA US LONG BIASED CAYMAN MASTER FUND	Hedge Fund	$0	Sep 1, 2023	0	Nov 30, 2021	reported	n/a

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BRIGGS, JONATHAN, P	DIRECTOR AND CHIEF INVESTMENT OFFICER	Na	yes	07/2020	Mar 31, 2021	Sep 1, 2023
DELPHIA HOLDINGS CORP.	Shareholder	E	yes	01/2019	Mar 31, 2021	Sep 1, 2023
Peek, Andrew, Larkin	DIRECTOR AND CEO	Na	yes	01/2019	Aug 15, 2019	Sep 1, 2023
FLORIO, LAWRENCE, EDWARD	CHIEF COMPLIANCE OFFICER	Na	no	09/2023	Sep 1, 2023	Sep 1, 2023

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
DELPHIA CANADIAN FUND GENERAL PARTNER LTD.	n/a	n/a	n/a	N	yes	n/a
DELPHIA CAYMAN GENERAL PARTNER LTD.	n/a	n/a	n/a	N	no	n/a
DELPHIA CAYMAN USLB GENERAL PARTNER LTD.	n/a	n/a	n/a	N	no	n/a
DELPHIA US GENERAL PARTNER LTD.	n/a	n/a	n/a	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
n/a	n/a	n/a	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2022	Mar 31, 2023	$187M	$187M	23	21	3	2	$180M
2021	Mar 31, 2022	$192M	$192M	19	15	1	2	$191M
2020	Mar 31, 2021	$54,555	$54,555	17	12	1	n/a	n/a
2019	Mar 30, 2020	$0	$0	4	3	0	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2022	$187M	$192M	-2.8%	$0	n/a	23	19	3	1

Relationships

Advises (2)

→ DELPHIA US LONG BIASED CAYMAN MASTER FUNDPrivate fundHedge Fund, IA
Nov 30, 2021 to presentfactForm ADV
→ DELPHIA CAYMAN MASTER FUND LPPrivate fundHedge Fund, IA
Nov 30, 2021 to presentfactForm ADV

Controls (3)

← BRIGGS, JONATHAN, POwnerDIRECTOR AND CHIEF INVESTMENT OFFICER, ownership code NA, individual
Mar 31, 2021 to presentfactForm ADV
← Peek, Andrew, LarkinOwnerDIRECTOR AND CEO, ownership code NA, individual
Aug 15, 2019 to presentfactForm ADV
← DELPHIA HOLDINGS CORP.OwnerSHAREHOLDER, ownership code E, foreign entity
Mar 31, 2021 to presentfactForm ADV

Owns (1)

← FLORIO, LAWRENCE, EDWARDOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Sep 1, 2023 to presentfactForm ADV

Dated events

Occurred
Sep 1, 2023
Control person left
Willis Meredith Geldhauser (Chief Compliance Officer) no longer on Schedule A of Delphia (listed 2023-03-31, absent 2023-09-01)
Form ADVobserved 6 days ago
Occurred
Mar 31, 2023
Control person left
Cameron Agius-Westland (Director, Secretary And Treasurer) no longer on Schedule A of Delphia (listed 2022-10-25, absent 2023-03-31)
Form ADVobserved 6 days ago
Occurred
Oct 6, 2022
Control person left
Nicholas Mark Thompson (Chief Compliance Officer) no longer on Schedule A of Delphia (listed 2022-09-01, absent 2022-10-06)
Form ADVobserved 6 days ago
Occurred
Jan 21, 2022
Control person left
Ian Roger Michael Holder (Cco And General Counsel) no longer on Schedule A of Delphia (listed 2022-01-03, absent 2022-01-21)
Form ADVobserved 6 days ago
Occurred
Jan 21, 2022
Control person joined
Nicholas Mark Thompson (Chief Compliance Officer) appeared on Schedule A of Delphia
Form ADVobserved 6 days ago
Occurred
Mar 31, 2021
Control person left
Anne Mary Peek (Trustee) no longer on Schedule A of Delphia (listed 2020-11-10, absent 2021-03-31)
Form ADVobserved 6 days ago
Occurred
Mar 31, 2021
Control person left
Satish Kanwar (Trustee) no longer on Schedule A of Delphia (listed 2020-11-10, absent 2021-03-31)
Form ADVobserved 6 days ago
Occurred
Mar 31, 2021
Control person left
Matthew Golden (Shareholder) no longer on Schedule A of Delphia (listed 2020-11-10, absent 2021-03-31)
Form ADVobserved 6 days ago
Occurred
Mar 31, 2021
Control person left
Claude Eric Hippeau (Member) no longer on Schedule A of Delphia (listed 2020-11-10, absent 2021-03-31)
Form ADVobserved 6 days ago
Occurred
Mar 31, 2021
Control person left
Samuel Sailer Benjamin Lerer (Member) no longer on Schedule A of Delphia (listed 2020-11-10, absent 2021-03-31)
Form ADVobserved 6 days ago
Occurred
Mar 31, 2021
Control person joined
P Jonathan Briggs (Director And Chief Investment Officer) appeared on Schedule A of Delphia
Form ADVobserved 6 days ago
Occurred
Aug 15, 2019
First Form ADV filing
Delphia (Usa) Inc. filed its initial SEC registration (Form ADV)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:2c6e506f-c72d-1321-1997-9bd1f95d4f6a
First observed: Aug 15, 2019
Last observed: Sep 1, 2023 37 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

DELPHIA

DELPHIA (USA) INC., CRD 305091

TORONTO, ONTARIO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:2c6e506f-c72d-1321-1997-9bd1f95d4f6a

Data as of Sep 1, 2023 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 10:52 AM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

DELPHIA CAYMAN MASTER FUND LP

Hedge Fund

$180M

Sep 1, 2023

Nov 30, 2021

reported

021-417909

DELPHIA US LONG BIASED CAYMAN MASTER FUND

Hedge Fund

Sep 1, 2023

Nov 30, 2021

reported

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BRIGGS, JONATHAN, P

DIRECTOR AND CHIEF INVESTMENT OFFICER

yes

07/2020

Mar 31, 2021

Sep 1, 2023

DELPHIA HOLDINGS CORP.

Shareholder

yes

01/2019

Mar 31, 2021

Sep 1, 2023

Peek, Andrew, Larkin

DIRECTOR AND CEO

yes

01/2019

Aug 15, 2019

Sep 1, 2023

FLORIO, LAWRENCE, EDWARD

CHIEF COMPLIANCE OFFICER

09/2023

Sep 1, 2023

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

DELPHIA CANADIAN FUND GENERAL PARTNER LTD.

n/a

yes

n/a

DELPHIA CAYMAN GENERAL PARTNER LTD.

n/a

DELPHIA CAYMAN USLB GENERAL PARTNER LTD.

n/a

DELPHIA US GENERAL PARTNER LTD.

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2022

Mar 31, 2023

$187M

$180M

2021

Mar 31, 2022

$192M

$191M

2020

Mar 31, 2021

$54,555

n/a

2019

Mar 30, 2020

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2022

$187M

$192M

-2.8%

n/a