This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

UBS FINANCIAL SERVICES INC.

Current firm class

wirehousederived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Aug 14, 2015earliest registration or exam on IAPD

Years in industry

11derivedfrom the industry start date

Years at current firm

10derivedfrom the current registration's begin date

Prior firms

2

Current registrations

1

Registered states

2

Exams

S66

First exam

Aug 14, 2015

First registration

Aug 18, 2015

Dual registered

yes, broker-dealer

Other names

SHELSEY MEGAN CARPENTER

IAPD individual key

5772479

Graph

RIA / Wealth Management

Canonical id

dfx:ria:2c6f6f9e-211a-40df-78e1-0d11b2394474

First observed

Aug 18, 2015

Last observed

Sep 15, 2026 6 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.