DFX Intelligence

C•••• T•••••• H••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)26 years in industry

C•••• T•••••• H••••

Advisor at F•••• H•••••••• C••••••••• I•••

SIOUX FALLS, SD

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Search this name across graphsid dfx:ria:2c70afb2-290e-bb07-8ece-d4dfa7002e9b

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:35 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Mar 12, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F•••• H•••••••• C••••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Oct 30, 1999earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 19derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
F•••• H•••••••• C••••••••• I•••	Bd affiliated wealth	Apr 23, 2007	n/a	yes	SIOUX FALLS, SD	Current employment
T••••••• I••••••••• M••••••••• I•••	Bd affiliated wealth	Mar 12, 2003	Mar 13, 2007	no	SIOUX FALLS, SD\|Sioux Falls, SD

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
T••••••• I••••••••• M••••••••• I•••	F•••• H•••••••• C••••••••• I•••	Mar 13, 2007	Apr 23, 2007	41	Firm change	Other

Relationships

Registered with (2)

→ F•••• H•••••••• C••••••••• I•••Registered adviserregistration: current employment
Apr 23, 2007 to presentfactForm ADV
→ T••••••• I••••••••• M••••••••• I•••Registered adviserregistration: previous registration
Mar 12, 2003 to Mar 13, 2007factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:2c70afb2-290e-bb07-8ece-d4dfa7002e9b
First observed: Mar 12, 2003
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.