This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

THRIVENT INVESTMENT MANAGEMENT INC.

Current firm class

broker-dealer affiliated wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Aug 1, 2016earliest registration or exam on IAPD

Years in industry

10derivedfrom the industry start date

Years at current firm

1derivedfrom the current registration's begin date

Prior firms

2

Current registrations

1

Registered states

4

Exams

S66

First exam

Nov 5, 2021

First registration

Nov 5, 2021

Dual registered

yes, broker-dealer

Other names

Charby Xu

IAPD individual key

7422781

• Occurred

  Apr 4, 2024
  Advisor changed firm

  Zhuowei Xu left Advice And Planning Services for Thrivent Investment Management Inc. (registered 2025-01-30)

  Form ADVobserved 4 days ago
• Occurred

  Jul 19, 2023
  Advisor changed firm

  Zhuowei Xu left Wells Fargo Advisors for Advice And Planning Services (registered 2023-10-05)

  Form ADVobserved 4 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:2c830181-d0df-64fc-ac05-c020807fd97c

First observed

Nov 5, 2021

Last observed

Sep 15, 2026 4 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.