DFX Intelligence

T••••• R•••••• K•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor24 years in industry

T••••• R•••••• K•••

Advisor at H••• C••••••• L••

PASADENA, CA

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Search this name across graphsid dfx:ria:2c8ad630-b906-e609-f8b3-b96d1e50bf4a

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:59 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Oct 9, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: H••• C••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Oct 9, 2001earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
H••• C••••••• L••	Independent wealth	Nov 12, 2024	n/a	yes	PASADENA, CA	Current employment
T••••••••• C•••••• M••••••••• L••	n/a	Oct 9, 2001	Jan 27, 2010	no	LOS ANGELES, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
T••••••••• C•••••• M••••••••• L••	H••• C••••••• L••	Jan 27, 2010	Nov 12, 2024	5,403	Firm change after gap	Other

Relationships

Registered with (2)

→ H••• C••••••• L••Registered adviserregistration: current employment
Nov 12, 2024 to presentfactForm ADV
→ T••••••••• C•••••• M••••••••• L••Registered adviserregistration: previous registration
Oct 9, 2001 to Jan 27, 2010factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:2c8ad630-b906-e609-f8b3-b96d1e50bf4a
First observed: Oct 9, 2001
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.