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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

CFG WEALTH MANAGEMENT SERVICES INC

CRD 108351

INDIANAPOLIS, IN

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Search this name across graphsid dfx:ria:2c9603fc-903b-3909-7e1b-dffe680efc19

Data as of Mar 19, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 7:02 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Feb 13, 2012 to Mar 19, 2026
3 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.73 fund_share=0.0 institutional_share=0.23 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $110MItem 5.F on the latest filing (2026-03-19); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $110M
Private client RAUM: $80.2MderivedItem 5.D individuals plus high net worth individuals
Private client share: 73%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 2
RAUM per advisor: $55.1Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 2
Advisory employees: 2
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 202
Individual clients: 23
High net worth clients: 41
Custody, client assets: $26.4M
SEC number: 801-135897
CRD: 108351
Filings on the tape: 3
First filed: Feb 13, 2012
Latest filed: Mar 19, 2026
Organised: Corporation, IN

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
MICHAEL DILLARD PUCKETT	Certified Financial Planner	INDIANAPOLIS, IN	17	44	1	no
JONATHAN WAYNE HARRIER	Certified Financial Planner	INDIANAPOLIS, IN	17	28	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
HARRIER, JONATHAN, WAYNE	CHIEF COMPLIANCE OFFICER, CHIEF INVESTMENT OFFICER	C	yes	06/2004	Feb 13, 2012	Mar 19, 2012
PUCKETT, MICHAEL, DILLARD	PRESIDENT, CHIEF EXECUTIVE OFFICER	E	yes	01/1995	Feb 13, 2012	Mar 19, 2012

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 19, 2026	$110M	$110M	2	2	0	n/a	n/a
2011	Mar 19, 2012	$64.5M	$62.9M	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$110M	n/a	n/a	n/a	n/a	2	n/a	0	n/a

Relationships

Registered with (3)

← JONATHAN WAYNE HARRIERAdvisorregistration: current employment
Aug 4, 2009 to presentfactForm ADV
← MICHAEL DILLARD PUCKETTAdvisorregistration: previous registration
Apr 9, 1999 to Dec 31, 2003factForm ADV
← BRIAN EUGENE MARTINAdvisorregistration: previous registration
Oct 27, 2015 to Dec 11, 2015factForm ADV

Controls (2)

← PUCKETT, MICHAEL, DILLARDOwnerPRESIDENT, CHIEF EXECUTIVE OFFICER, ownership code E, individual
Feb 13, 2012 to Mar 19, 2012factForm ADV
← HARRIER, JONATHAN, WAYNEOwnerCHIEF COMPLIANCE OFFICER, CHIEF INVESTMENT OFFICER, ownership code C, individual
Feb 13, 2012 to Mar 19, 2012factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:2c9603fc-903b-3909-7e1b-dffe680efc19
First observed: Feb 13, 2012
Last observed: Mar 19, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

CFG WEALTH MANAGEMENT SERVICES INC

CRD 108351

INDIANAPOLIS, IN

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:2c9603fc-903b-3909-7e1b-dffe680efc19

Data as of Mar 19, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 7:02 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

MICHAEL DILLARD PUCKETT

Certified Financial Planner

INDIANAPOLIS, IN

JONATHAN WAYNE HARRIER

Certified Financial Planner

INDIANAPOLIS, IN

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

HARRIER, JONATHAN, WAYNE

CHIEF COMPLIANCE OFFICER, CHIEF INVESTMENT OFFICER

yes

06/2004

Feb 13, 2012

Mar 19, 2012

PUCKETT, MICHAEL, DILLARD

PRESIDENT, CHIEF EXECUTIVE OFFICER

yes

01/1995

Feb 13, 2012

Mar 19, 2012

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 19, 2026

$110M

n/a

2011

Mar 19, 2012

$64.5M

$62.9M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$110M

n/a