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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)31 years in industry

KIMBERLY JOANNE CRICHTON ENDERS

Advisor at CETERA INVESTMENT ADVISERS LLC

STERLING HEIGHTS, MI

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Search this name across graphsid dfx:ria:2c983b8e-7f4c-4a97-b10f-b55c8ff15be4

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 8:14 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: May 26, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CETERA INVESTMENT ADVISERS LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 17, 1995earliest registration or exam on IAPD
Years in industry: 31derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner
Exams: S66|S63
First exam: Aug 17, 1995
First registration: May 26, 2010
Dual registered: yes, broker-dealer
Other names: KIMBERLY JOANNE CRICHTON|KIMBERLY ENDERS|Kim Enders
IAPD individual key: 2622102

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CETERA INVESTMENT ADVISERS LLC	Bd affiliated wealth	Jun 29, 2023	n/a	yes	STERLING HEIGHTS, MI	Current employment
SUMMIT FINANCIAL GROUP INC	Former SEC adviser	Jul 18, 2016	May 20, 2021	no	Utica, MI\|STERLING HEIGHTS, MI	Previous registration
CETERA INVESTMENT ADVISERS LLC	Bd affiliated wealth	Oct 14, 2015	Jun 11, 2020	no	Utica, MI\|STERLING HEIGHTS, MI	Previous registration
J P TURNER & COMPANY CAPITAL MANAGEMENT, LLC	Former SEC adviser	May 26, 2010	Nov 13, 2015	no	UTICA, MI	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
SUMMIT FINANCIAL GROUP INC	CETERA INVESTMENT ADVISERS LLC	May 20, 2021	Jun 29, 2023	770	Bulk transfer	Ibd to ibd
CETERA INVESTMENT ADVISERS LLC	SUMMIT FINANCIAL GROUP INC	Jun 11, 2020	Jul 18, 2016	-1,424	Firm change after gap	Other
J P TURNER & COMPANY CAPITAL MANAGEMENT, LLC	CETERA INVESTMENT ADVISERS LLC	Nov 13, 2015	Oct 14, 2015	-30	Bulk transfer	Other

Relationships

Registered with (3)

→ CETERA INVESTMENT ADVISERS LLCRegistered adviserregistration: previous registration
Oct 14, 2015 to Jun 11, 2020factForm ADV
→ SUMMIT FINANCIAL GROUP INCRegistered adviserregistration: previous registration
Jul 18, 2016 to May 20, 2021factForm ADV
→ J P TURNER & COMPANY CAPITAL MANAGEMENT, LLCRegistered adviserregistration: previous registration
May 26, 2010 to Nov 13, 2015factForm ADV

Dated events

No dated event names this entity yet.