DFX Intelligence

A•••• D••••• W•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor22 years in industry

A•••• D••••• W•••••••

Advisor at W••••••• C•••••• M••••••••• I•••

Signal Mountain, TN

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Search this name across graphsid dfx:ria:2c9b8890-a169-1d04-39c7-ffbd487d3d59

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:25 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jan 21, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W••••••• C•••••• M••••••••• I•••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Jan 20, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 21derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W••••••• C•••••• M••••••••• I•••	State registered	Jul 27, 2005	n/a	yes	Signal Mountain, TN	Current employment
F•••• A••••••• S•••••••• I•••	n/a	Feb 2, 2004	Jul 27, 2005	no	ST. CHARLES, IL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
F•••• A••••••• S•••••••• I•••	W••••••• C•••••• M••••••••• I•••	Jul 27, 2005	Jul 27, 2005	0	Firm change	Other
L•• F•••••••• L••	F•••• A••••••• S•••••••• I•••	Jul 25, 2005	Feb 2, 2004

Relationships

Registered with (3)

→ W••••••• C•••••• M••••••••• I•••Registered adviserregistration: current employment
Jul 27, 2005 to presentfactForm ADV
→ F•••• A••••••• S•••••••• I•••Registered adviserregistration: previous registration
Feb 2, 2004 to Jul 27, 2005factForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Jan 21, 2004 to Jul 25, 2005factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:2c9b8890-a169-1d04-39c7-ffbd487d3d59
First observed: Jan 21, 2004
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.