DFX Intelligence

A•••••• C•••••• M••••••••• L•••: registered adviser on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthRegistered adviserother adviserSEC registeredRAUM 100m 1b

A•••••• C•••••• M••••••••• L•••

CRD 174466

WESTCHESTER, PA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:2c9f8955-219a-f724-12e6-7748a25103f2

Data as of Jun 9, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:29 AM UTC and rebuilt at most every 15 minutes.

Relationships: 14
Dated events: 3
On other graphs: 0
Observed: Feb 11, 2022 to Jun 9, 2026
12 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: other adviserderivedprivate_client_share=0.0 fund_share=0.31 institutional_share=0.35 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $189M••• Locked
Discretionary RAUM: $189M
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 3
RAUM per advisor: $62.9Mderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
D•••• C•••• H••••••	Chartered Financial Analyst	West Chester, PA	9	21	1	no
C••••••••• J•••• G••••••••	n/a	WESTCHESTER, PA	9	11

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
A•••••• U•••••• O••••••••• F•••• L•	Hedge Fund	$22.9M	Jun 9, 2026	32	Feb 11, 2022	reported	021-305646
A•••••• F•••••• S•••• C•• V•••• F•••• L•••	Hedge Fund	$14.6M

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
A•••••• C•••••• M••••••••• L••	GENERAL PARTNER OF REGISTRANT	Na	yes	05/2014	Feb 11, 2022	May 3, 2024
C••••• C••••••••• S••••	PARTNER & CO-PORTFOLIO MANAGER	B	yes	07/2015	Feb 11, 2022	May 3, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
A•• L••	n/a	n/a	n/a	N	yes	n/a

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
Westchester	Pa	United States	2	no

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 6, 2026

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$189M	$249M	-24.3%	$127M	14.3%	6	6	0	1

Relationships

Advises (2)

→ A•••••• U•••••• O••••••••• F•••• L•Private fundHedge Fund, IA
Feb 11, 2022 to presentfactForm ADV
→ A•••••• F•••••• S•••• C•• V•••• F•••• L•••Private fundHedge Fund, IA
Feb 11, 2022 to presentfactForm ADV

Registered with (3)

← D••••• M••• P•••••••Advisorregistration: current employment
Oct 18, 2023 to presentfactForm ADV

Dated events

Occurred
Jun 9, 2026
Ria hq relocated
••• Locked
Form ADVobserved today
Occurred
Mar 8, 2024
Regulatory AUM changed
••• Locked
Form ADVobserved 8 days ago
$126M
Occurred
Feb 11, 2022
First Form ADV filing
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:2c9f8955-219a-f724-12e6-7748a25103f2
First observed: Feb 11, 2022
Last observed: Jun 9, 2026 3 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.