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Advisor at MORGAN STANLEY
Silverdale, WA | Seattle, WA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MORGAN STANLEY | Wirehouse | Feb 25, 2021 | n/a | yes | Silverdale, WA|Seattle, WA | Current employment |
| EK RILEY INVESTMENTS, LLC | Former SEC adviser | Mar 9, 2011 | Nov 6, 2020 | no | SEATTLE, WA|SEATTLE, WA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| EK RILEY INVESTMENTS, LLC | MORGAN STANLEY | Nov 6, 2020 | Feb 25, 2021 | 111 | Firm change | RIA to wirehouse |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 121003:149777:WA:2020-11-06 | Nov 6, 2020 | Feb 25, 2021 | SEATTLE, WA | Firm change |