DFX Intelligence

K•••••••• P••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)12 years in industry

K•••••••• P••••

Advisor at O•••• W•••••• I•••

P•••SBURGH, PA

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Search this name across graphsid dfx:ria:2ca07550-5816-5893-3c91-7f1207336514

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:49 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 2
On other graphs: 0
Observed: Mar 28, 2014 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: O•••• W•••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Mar 28, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
O•••• W•••••• I•••	Bd affiliated wealth	Feb 26, 2026	n/a	yes	P•••SBURGH, PA	Current employment
K••••• A••••••• S•••••••• L••	Bd affiliated wealth	Jul 9, 2024	Dec 18, 2025	no	Pittsburgh, PA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
K••••• A••••••• S•••••••• L••	O•••• W•••••• I•••	Dec 18, 2025	Feb 26, 2026	70	Firm change	Ibd to ibd
C•••••• P••••• W••••• M•••••••••	K••••• A••••••• S•••••••• L••	Jul 23, 2024	Jul 9, 2024

Relationships

Registered with (5)

→ O•••• W•••••• I•••Registered adviserregistration: current employment
Feb 26, 2026 to presentfactForm ADV
→ K••••• A••••••• S•••••••• L••Registered adviserregistration: previous registration
Jul 9, 2024 to Dec 18, 2025factForm ADV
→ C•••••• P••••• W••••• M•••••••••Registered adviserregistration: previous registration
Jan 3, 2022 to Jul 23, 2024factForm ADV
→ F••• P••• C•••••• G••••• L••

Dated events

Occurred
Dec 18, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Jul 23, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:2ca07550-5816-5893-3c91-7f1207336514
First observed: Mar 28, 2014
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.