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RIA / WealthAdvisordual registered (broker-dealer)40 years in industry

HENRY AARON GREENBERG

Advisor at LPL FINANCIAL LLC

WORCESTER, MA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:2ca6eb01-03bb-76ac-6ccf-9753f5f4634d

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 12:28 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Oct 28, 2009 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 22, 1985earliest registration or exam on IAPD
Years in industry: 40derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 2
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: Oct 22, 1985
First registration: Oct 28, 2009
Dual registered: yes, broker-dealer
Other names: HANK GREENBERG
IAPD individual key: 1412544

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	May 25, 2021	n/a	yes	WORCESTER, MA\|WORCESTER, MA	Current employment
VOYA FINANCIAL ADVISORS, INC.	Bd affiliated wealth	Jul 12, 2016	May 11, 2021	no	BRAINTREE, MA\|WORCESTER, MA\|MALDEN, MA\|DANVERS, MA	Previous registration
INVESTORS CAPITAL ADVISORY	Former SEC adviser	Oct 28, 2009	Jul 23, 2016	no	LYNNFIELD, MA\|WORCESTER, MA\|LYNNFIELD, MA\|LYNNFIELD, MA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
VOYA FINANCIAL ADVISORS, INC.	LPL FINANCIAL LLC	May 11, 2021	May 25, 2021	14	Bulk transfer	Ibd to ibd
INVESTORS CAPITAL ADVISORY	VOYA FINANCIAL ADVISORS, INC.	Jul 23, 2016	Jul 12, 2016	-11	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
30613:2882:MA:2016-07-23	Jul 23, 2016	Jul 12, 2016	LYNNFIELD, MA	Firm change

Relationships

Registered with (3)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
May 25, 2021 to presentfactForm ADV
→ VOYA FINANCIAL ADVISORS, INC.Registered adviserregistration: previous registration
Jul 12, 2016 to May 11, 2021factForm ADV
→ INVESTORS CAPITAL ADVISORYRegistered adviserregistration: previous registration
Oct 28, 2009 to Jul 23, 2016factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:2ca6eb01-03bb-76ac-6ccf-9753f5f4634d
First observed: Oct 28, 2009
Last observed: Sep 14, 2026 5 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

HENRY AARON GREENBERG

Advisor at LPL FINANCIAL LLC

WORCESTER, MA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:2ca6eb01-03bb-76ac-6ccf-9753f5f4634d

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 12:28 AM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

LPL FINANCIAL LLC

Bd affiliated wealth

May 25, 2021

n/a

yes

WORCESTER, MA|WORCESTER, MA

Current employment

VOYA FINANCIAL ADVISORS, INC.

Bd affiliated wealth

Jul 12, 2016

May 11, 2021

BRAINTREE, MA|WORCESTER, MA|MALDEN, MA|DANVERS, MA

Previous registration

INVESTORS CAPITAL ADVISORY

Former SEC adviser

Oct 28, 2009

Jul 23, 2016

LYNNFIELD, MA|WORCESTER, MA|LYNNFIELD, MA|LYNNFIELD, MA

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

VOYA FINANCIAL ADVISORS, INC.

LPL FINANCIAL LLC

May 11, 2021

May 25, 2021

Bulk transfer

Ibd to ibd

INVESTORS CAPITAL ADVISORY

VOYA FINANCIAL ADVISORS, INC.

Jul 23, 2016

Jul 12, 2016

-11

Firm change

Other

Team

Left

Joined

From

Kind

30613:2882:MA:2016-07-23

Jul 23, 2016

Jul 12, 2016

LYNNFIELD, MA

Firm change