DFX Intelligence

C•••• W• L•••••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisordual registered (broker-dealer)24 years in industry

C•••• W• L•••••••

Advisor at M•• I•••••••• S•••••••• L••

Henrico, VA | Glen Allen, VA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:2cc411f6-a708-6f60-f6f1-5e6015581bfb

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:32 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jun 5, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M•• I•••••••• S•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jan 4, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M•• I•••••••• S•••••••• L••	Bd affiliated wealth	Jun 6, 2022	n/a	yes	Henrico, VA\|Glen Allen, VA	Current employment
F••••• I•••••••••	Independent wealth	Jan 14, 2004	Mar 29, 2005	no	RICHMOND, VA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
F••••• I•••••••••	M•• I•••••••• S•••••••• L••	Mar 29, 2005	Jun 6, 2022	6,278	Firm change after gap	Other
I•••••• A•• P•••••• A•••• M••••••••• I•••	F••••• I•••••••••	Nov 15, 2002	Jan 14, 2004

Relationships

Registered with (3)

→ M•• I•••••••• S•••••••• L••Registered adviserregistration: current employment
Jun 6, 2022 to presentfactForm ADV
→ F••••• I•••••••••Registered adviserregistration: previous registration
Jan 14, 2004 to Mar 29, 2005factForm ADV
→ I•••••• A•• P•••••• A•••• M••••••••• I•••Registered adviserregistration: previous registration
Jun 5, 2002 to Nov 15, 2002factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:2cc411f6-a708-6f60-f6f1-5e6015581bfb
First observed: Jun 5, 2002
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.