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RIA / WealthAdvisor17 years in industry

SCOTT MICHAEL WALSH

Advisor at SEQUOIA FINANCIAL GROUP, L.L.C.

Berwyn, PA | AKRON, OH

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Search this name across graphsid dfx:ria:2cc556ce-6a7b-91b0-0c52-04c52f9ebd85

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 5:06 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Jun 2, 2009 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: SEQUOIA FINANCIAL GROUP, L.L.C.
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 13, 2009earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Exams: S63|S66
First exam: Apr 13, 2009
First registration: Jun 2, 2009
Dual registered: no
IAPD individual key: 5631614

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
SEQUOIA FINANCIAL GROUP, L.L.C.	Independent wealth	Jul 15, 2024	n/a	yes	Berwyn, PA\|AKRON, OH	Current employment
EMPOWER ADVISORY GROUP, LLC	Bd affiliated wealth	Apr 3, 2023	Jul 9, 2024	no	GREENWOOD VILLAGE, CO	Previous registration
PERSONAL CAPITAL ADVISORS CORPORATION	Former SEC adviser	Aug 18, 2020	Apr 3, 2023	no	Havertown, PA\|GREENWOOD VILLAGE, CO	Previous registration
FISHER INVESTMENTS	Independent wealth	May 8, 2018	May 15, 2020	no	DREXEL HILL, PA\|PLANO, TX\|HAVERTOWN, PA	Previous registration
MCADAM LLC	Independent wealth	Oct 7, 2014	May 7, 2018	no	RADNOR, PA	Previous registration
VOYA FINANCIAL ADVISORS, INC.	Bd affiliated wealth	Jun 2, 2009	Oct 3, 2014	no	PHILADELPHIA, PA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
EMPOWER ADVISORY GROUP, LLC	SEQUOIA FINANCIAL GROUP, L.L.C.	Jul 9, 2024	Jul 15, 2024	6	Firm change	Ibd to RIA
PERSONAL CAPITAL ADVISORS CORPORATION	EMPOWER ADVISORY GROUP, LLC	Apr 3, 2023	Apr 3, 2023	0	Bulk transfer	RIA to ibd
FISHER INVESTMENTS	PERSONAL CAPITAL ADVISORS CORPORATION	May 15, 2020	Aug 18, 2020	95	Firm change	RIA to RIA
MCADAM LLC	FISHER INVESTMENTS	May 7, 2018	May 8, 2018	1	Firm change	RIA to RIA
VOYA FINANCIAL ADVISORS, INC.	MCADAM LLC	Oct 3, 2014	Oct 7, 2014	4	Bulk transfer	Other

Relationships

Registered with (6)

→ SEQUOIA FINANCIAL GROUP, L.L.C.Registered adviserregistration: current employment
Jul 15, 2024 to presentfactForm ADV
→ EMPOWER ADVISORY GROUP, LLCRegistered adviserregistration: previous registration
Apr 3, 2023 to Jul 9, 2024factForm ADV
→ PERSONAL CAPITAL ADVISORS CORPORATIONRegistered adviserregistration: previous registration
Aug 18, 2020 to Apr 3, 2023factForm ADV
→ FISHER INVESTMENTSRegistered adviserregistration: previous registration
May 8, 2018 to May 15, 2020factForm ADV
→ MCADAM LLCRegistered adviserregistration: previous registration
Oct 7, 2014 to May 7, 2018factForm ADV
→ VOYA FINANCIAL ADVISORS, INC.Registered adviserregistration: previous registration
Jun 2, 2009 to Oct 3, 2014factForm ADV

Dated events

Occurred
Jul 9, 2024
Advisor changed firm
Scott Michael Walsh left Empower Advisory Group, Llc for Sequoia Financial Group, L.L.C. (registered 2024-07-15)
Form ADVobserved 5 days ago