DFX Intelligence

A••• E••••• C•••••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisordual registered (broker-dealer)37 years in industry

A••• E••••• C•••••••

Advisor at C••••••• F•••••••• D••••••• I•••

Sherrill, NY | KOKOMO, IN

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:2ccf0588-d2b3-348c-2017-3c6b633bd5e2

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:51 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Mar 23, 2017 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••••• F•••••••• D••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Apr 17, 1989earliest registration or exam on IAPD
Years in industry: 37derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••••• F•••••••• D••••••• I•••	Bd affiliated wealth	May 1, 2024	n/a	yes	Sherrill, NY\|KOKOMO, IN	Current employment
C•••••• G•••• • C• I••	Former SEC adviser	Mar 23, 2017	May 1, 2024	no	Sherrill, NY\|KIRKVILLE, NY\|KIRKVILLE, NY

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••• G•••• • C• I••	C••••••• F•••••••• D••••••• I•••	May 1, 2024	May 1, 2024	0	Firm change	Ibd to ibd

Team moves

••• Locked

Team	Left	Joined	From	Kind
10641:109032:NY:2024-05-01	May 1, 2024	May 1, 2024	KIRKVILLE, NY	Firm change

Relationships

Registered with (2)

→ C••••••• F•••••••• D••••••• I•••Registered adviserregistration: current employment
May 1, 2024 to presentfactForm ADV
→ C•••••• G•••• • C• I••Registered adviserregistration: previous registration
Mar 23, 2017 to May 1, 2024factForm ADV

Dated events

Occurred
May 1, 2024
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:2ccf0588-d2b3-348c-2017-3c6b633bd5e2
First observed: Mar 23, 2017
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.