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J•••••• J•••• P••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)21 years in industry

J•••••• J•••• P••••••

Advisor at R••••••••• C•••••• M•••••••••

Chicago, IL | Saratoga Springs, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:2cd09463-2f40-57c1-7691-806f725f470a

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:23 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Oct 4, 2004 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R••••••••• C•••••• M•••••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 1, 2004earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
R••••••••• C•••••• M•••••••••	Bd affiliated wealth	Jan 31, 2025	n/a	yes	Saratoga Springs, NY	Current employment
R••••••••• C•••••• M•••••••••	Bd affiliated wealth	Jan 31, 2025	n/a	yes	Saratoga Springs, NY\|Chicago, IL

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
J••••• M••••••••• S•••• L••	R••••••••• C•••••• M•••••••••	Feb 24, 2025	Jan 31, 2025	-24	Firm change	Ibd to ibd
W•••• F•••• A•••••••	J••••• M••••••••• S•••• L••	Jan 17, 2017

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
463:294197:NY:2025-02-24	Feb 24, 2025	Jan 31, 2025	ALBANY, NY	Firm change
19616:463:NY:2017-01-17	Jan 17, 2017	Jan 13, 2017	SARATOGA SPRINGS, NY	Firm change
463:19616:NY:2015-07-07	Jul 7, 2015	Jul 2, 2015	JOHNSTOWN, NY	Firm change

Relationships

Registered with (4)

→ R••••••••• C•••••• M•••••••••Registered adviserregistration: current employment
Jan 31, 2025 to presentfactForm ADV
→ R••••••••• C•••••• M•••••••••Registered adviserregistration: current employment
Jan 31, 2025 to presentfactForm ADV
→ J••••• M••••••••• S•••• L••Registered adviserregistration: previous registration
Jan 13, 2017 to Feb 24, 2025factForm ADV
→ W•••• F•••• A•••••••

Dated events

Occurred
Feb 24, 2025
Advisor changed firm
J•••••• J•••• P•••••• left J••••• M••••••••• S•••• L•• for R••••••••• C•••••• M••••••••• (registered 2025-01-31)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:2cd09463-2f40-57c1-7691-806f725f470a
First observed: Oct 4, 2004
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.